News Centre

Remarks Before The SEC Advisory Committee On Small And Emerging Companies, SEC Chair Mary Jo White, Oct. 5, 2016

Date 05/10/2016

Thank you, Steve and Sara, and good afternoon everyone. I won’t hold up your agenda, but I did want to stop by to express my appreciation for your being here again to share your experience and perspectives with us. Your efforts provide the Commission and staff with critical and unique input about matters of importance to small and emerging companies. Your agenda is always of great interest to me — and today’s is on four areas that are particular priorities for me.

CFTC Swaps Report Update

Date 05/10/2016

CFTC's Weekly Swaps Report has been updated, and is now available.

Office Of The Comptroller Of The Currency Releases Risk Reevaluation Guidance For Foreign Correspondent Banking

Date 05/10/2016

The Office of the Comptroller of the Currency (OCC) today issued risk management guidance to national banks, federal savings associations, and federal branches and agencies that addresses periodic reevaluations of risks associated with foreign correspondent banking accounts. The guidance reiterates OCC’s supervisory expectation that banks assess these risks as part of their on-going risk management and due diligence practices.

Nasdaq Holds Third Quarter 2016 Investor Conference Call

Date 05/10/2016

Nasdaq (NASDAQ:NDAQ) has scheduled its Third Quarter 2016 results announcement.

TMX Group Consolidated Trading Statistics - September 2016

Date 05/10/2016

TMX Group Limited today announced September 2016 trading statistics for its marketplaces – Toronto Stock Exchange, TSX Venture Exchange, TSX Alpha Exchange (Alpha), Montréal Exchange (MX) and NGX.

Intercontinental Exchange Reports ICE & NYSE September And Third Quarter 2016 Statistics

Date 05/10/2016

Intercontinental Exchange, Inc. (NYSE:ICE), a leading operator of global exchanges and clearing houses and provider of data and listings services, today reported September and third quarter 2016 trading volume and related revenue statistics, which can be viewed on the company’s investor relations website at http://ir.theice.com/ir-resources/supplemental-information in the Monthly Statistics Tracking spreadsheet.

Bats Announces Successful Migration Of BZX Options Exchange To Next-Generation Matching Engine - Both Bats Options Markets – BZX Options And EDGX Options – Now Operating On Latest Proprietary Technology

Date 05/10/2016

Bats Global Markets, Inc. (Bats: BATS), today announced the successful migration of its largest options exchange, BZX Options, to the company’s proprietary next-generation matching engine.

Speech By Christopher Woolard, Executive Director Of Strategy And Competition, UK's Financial Conduct Authority, Delivered At Brevan Howard Centre For Financial Analysis, Wednesday 5 October 2016 - The Role Of Consumer Decision-Making In Ensuring Good Market Dynamics In The Mortgage Sector

Date 05/10/2016

Introduction

Good afternoon.

For many people, a mortgage still represents the biggest financial commitment they will make in their lifetime.

Socially and economically: the mortgage market remains hugely significant.

So I am very grateful to Imperial College Business School partnering with us and co-ordinating this conference.

SEC: Credit Suisse Paying $90 Million Penalty For Misrepresenting Performance Metric

Date 05/10/2016

The Securities and Exchange Commission today announced that Credit Suisse AG has agreed to pay a $90 million penalty and admit wrongdoing to settle charges that it misrepresented how it determined a key performance metric of its wealth management business.

EEX New Participant: Gunvor International B.V., Niederlassung Genf

Date 05/10/2016

Gunvor International B.V., Niederlassung Genf has additionally been admitted to exchange trading for Financial German-Austrian Wind Power Futures.