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ASIC Reaffirms Ongoing Registration Obligation For Financial Advisers
Date 22/03/2024
KEY POINTS
- Following the commencement of the registration requirement on 16 February 2024, most financial advisers (known as relevant providers) have been registered with ASIC and can legally provide personal advice to retail clients in relation to relevant financial products.
- AFS licensees and relevant providers need to be aware of their ongoing registration obligations, ensuring that they understand when an individual needs to be registered and the circumstances which may lead to a relevant provider being unregistered.
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Japan Weeks 2024
Date 22/03/2024
The Government of Japan is advancing its initiatives to promote Japan as a leading asset management and financial center of the world.
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NZX: DRP Strike Price And AUD FX Rate For Dividend
Date 22/03/2024
NZX advises that the strike price for the dividend reinvestment plan (DRP) operating in respect of the dividend payable on Thursday 28 March 2024 has been set at $1.0060 per share.
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Robinhood Markets, Inc. Co-Founder Baiju Bhatt To Step Down As Chief Creative Officer
Date 21/03/2024
Robinhood Markets, Inc. (“Robinhood”) (NASDAQ: HOOD) today announced that Co-Founder and Chief Creative Officer, Baiju Bhatt, will step down from his executive role after over ten years in leadership to pursue other entrepreneurial interests. Mr. Bhatt will remain a member of Robinhood’s Board of Directors.
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US Federal Agencies Extend Applicability Date Of Certain Provisions Of Their Community Reinvestment Act Final Rule
Date 21/03/2024
Federal bank regulatory agencies today jointly issued an interim final rule that extends the applicability date of certain provisions in their Community Reinvestment Act (CRA) final rule issued in October 2023. The agencies also requested comment on the extension.
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ISDA - The Swap - Episode 39: Exchange Of Views
Date 21/03/2024
Sustainable and green finance will play a critical part in the transition to net zero. SGX’s Michael Syn talks about how the exchange is approaching this issue.
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Nadex Product Schedule For The 2024 Good Friday And Easter Monday Holidays
Date 21/03/2024
Nadex will observe the following holiday schedule for the 2024 Good Friday and Easter Monday holidays:
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Testimony Of US Secretary Of The Treasury Janet L. Yellen Before The Committee On Appropriations, Subcommittee On Financial Services And General Government, U.S. House Of Representatives
Date 21/03/2024
Chairman Womack, Ranking Member Hoyer, and Members of the Subcommittee: Thank you for the invitation to testify.
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US Acting Comptroller Of The Currency Issues Statement On The FDIC’s Proposed Statement Of Policy On Bank Merger Transactions
Date 21/03/2024
Acting Comptroller of the Currency Michael J. Hsu today issued the following statement at the Federal Deposit Insurance Corporation’s (FDIC) board meeting concerning the FDIC proposed statement of policy for merger transactions:
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CFTC: Federal Court Orders Florida Forex Trader To Pay $3.4 Million For Futures, Forex, Options Scheme
Date 21/03/2024
The Commodity Futures Trading Commission today announced the U.S. District Court for the Southern District of Florida entered a consent order on March 20 imposing a permanent injunction, civil monetary penalty, restitution, and equitable relief against Joseph Carvajales (Carvajales), a resident of Florida.
