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Neurensic Appoints Dr. Cliff Click As Chief Technology Officer, Announces New Innovation Lab
Date 07/04/2016
Neurensic, an artificial intelligence technology startup focused on softwareasaservice solutions for the financial services industry, today announced that Dr. Cliff Click has been named Chief Technology Officer. Dr. Click joins Neurensic from H2O.ai, where he was CTO and cofounder.
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ESMA Publishes Responses To The Consultation On Guidelines On Transaction Reporting, Reference Data, Order Record Keeping & Clock Synchronisation
Date 07/04/2016
The European Securities and Markets Authority (ESMA) has published the responses received to the Consultation on Guidelines on transaction reporting, reference data, order record keeping & clock synchronisation.
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UK's Financial Conduct Authority - TR16/3: Meeting Investors’ Expectations
Date 07/04/2016
We are reporting the findings of our thematic review that considered how firms ensure they manage funds and segregated mandates as they say they will. We also considered how firms monitor the appropriate distribution of their funds.
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Nasdaq Holds First Quarter 2016 Investor Conference Call
Date 07/04/2016
Nasdaq (NASDAQ:NDAQ) has scheduled its First Quarter 2016 results announcement.
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Comptroller Of The Currency Discusses Innovation During Retail Banking Conference
Date 07/04/2016
Comptroller of the Currency Thomas J. Curry today discussed innovation and its impact on retail banking during an appearance at the American Banker Retail Banking Conference. During his remarks, the Comptroller also added detail to the agency’s principles for implementing a framework for identifying, understanding, and evaluating financial service innovation affecting the federal banking system.
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SEC: Las Vegas Sands Paying Penalty For FCPA Violations
Date 07/04/2016
The Securities and Exchange Commission today announced that Las Vegas Sands Corp. has agreed to pay a $9 million penalty to settle charges that it violated the Foreign Corrupt Practices Act (FCPA) by failing to properly authorize or document millions of dollars in payments to a consultant facilitating business activities in China and Macao.
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EBA And EIB Group To Promote Discussion On Synthetic Securitisation And Credit Guarantees
Date 07/04/2016
On 31 May 2016, the European Banking Authority (EBA), jointly with the European Investment Bank Group (European Investment Bank and European Investment Fund), will host a seminar at the EBA premises to discuss opportunities and challenges on the role and potential use of credit guarantees and synthetic securitisation in the banking sector.
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Statement From U.S. Treasury Secretary Jacob J. Lew On Metlife V. Financial Stability Oversight Council
Date 07/04/2016
“Earlier today, the district court unsealed its recent opinion rescinding the FSOC’s designation of MetLife. I strongly disagree with the court’s ruling. This decision leaves one of the largest and most highly interconnected financial companies in the world subject to even less oversight than before the financial crisis."
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ESAs Identify Vulnerabilities Affecting The EU Financial System And Suggest Actions To Address The Main Risks
Date 07/04/2016
The Joint Committee of the European Supervisory Authorities (EBA, EIOPA, ESMA - ESAs) published today its Spring 2016 Report on Risks and Vulnerabilities in the EU Financial System.
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Lagarde Appoints Historians To Chronicle “Defining Moments” In Fund’s History
Date 07/04/2016
Ms. Christine Lagarde, Managing Director of the International Monetary Fund (IMF), today announced the appointment of Professor Harold James of Princeton University and Atish (Rex) Ghosh, Assistant Director in the Research Department, as the new IMF historians. They will replace retired historian James Boughton, and both will start in their new roles on May 2, 2016.
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