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ASX Investor Presentation At The Sandler O'Neill Global Exchange And Brokerage Conference

Date 09/06/2016

Attached is a copy of an investor presentation to be delivered by ASX’s Deputy CEO at the Sandler O’Neill Global Exchange and Brokerage Conference in New York City on 9 June 2016 (US time).
SIFMA Launches State-By-State Capital Markets Database

Date 09/06/2016

SIFMA has launched an interactive database that displays information about the capital markets in each state. The database is designed to be a resource for audiences seeking to learn more about capital markets and their impact on states’ economic growth, infrastructure and innovation.
CFTC Swaps Report Update

Date 08/06/2016

CFTC's Weekly Swaps Report has been updated, and is now available.
SEC: Ethiopia’s Electric Utility Sold Unregistered Bonds In U.S.

Date 08/06/2016

The Securities and Exchange Commission today announced that Ethiopia’s electric utility has agreed to pay nearly $6.5 million to settle charges that it violated U.S. securities laws by failing to register bonds it offered and sold to U.S residents of Ethiopian descent.
FINRA Sanctions Oppenheimer & Co. $2.9 Million For Unsuitable Sales Of Non-Traditional ETFs And Related Supervisory Failures

Date 08/06/2016

The Financial Industry Regulatory Authority (FINRA) announced today that it has fined Oppenheimer & Co. Inc. $2.25 million and ordered the firm to pay restitution of more than $716,000 to affected customers for selling leveraged, inverse and inverse-leveraged exchange-traded funds (non-traditional ETFs) to retail customers without reasonable supervision, and for recommending non-traditional ETFs that were not suitable.

SEC: Morgan Stanley Failed To Safeguard Customer Data

Date 08/06/2016

The Securities and Exchange Commission today announced that Morgan Stanley Smith Barney LLC has agreed to pay a $1 million penalty to settle charges related to its failures to protect customer information, some of which was hacked and offered for sale online.
Bursa Malaysia Announces Constituent Additions To ESG Index- June 2016 Review

Date 08/06/2016
- Total FTSE4Good Bursa Malaysia Index constituents grew from 34 to 39
- 5 new inclusions
An Announcement Of The Issuance Of The Board Of The Saudi Arabia Capital Market Authority's Resolution To Adopt The Amended Investment Funds Regulations

Date 08/06/2016

As part of the Capital Market Authority's efforts to develop the capital market in the kingdom of Saudi Arabia, and regulate and monitor the work and activities of entities subject to its supervision and control through the issuance of implementing regulations and rules governing the Saudi market, and based on the Capital Market Law issued by the Royal Decree Number (M/30) Dated 2/6/1424H, the CMA Board has issued its Resolution that includes the following:
SEC Adopts Trade Acknowledgment And Verification Rules For Security-Based Swap Transactions - Rules Enhance Efficiency Of The Securities-Based Swaps Market

Date 08/06/2016

The Securities and Exchange Commission today announced that is has adopted rules that will establish timely and accurate trade acknowledgment and verification requirements for security-based swap (SBS) entities that enter into SBS transactions. The rules are designed to promote the efficient and effective operation of the SBS market.
Welcome Speech By Oscar N. Onyema, Oon, Chief Executive Officer, Nigerian Stock Exchange On Wednesday, June 8, 2016 At The Nigerian Capital Market Sustainability Reporting Seminar Held At NSE Event Center

Date 08/06/2016
- The Honourable Minister of Environment, Hajia Amina J. Mohammed
- Distinguished Ladies and Gentlemen
It gives me great pleasure to welcome you all to this Nigerian Capital Market Sustainability Reporting Seminar, which is a joint initiative of The Nigerian Stock Exchange, Global Reporting Initiative and Ernst and Young. Our special gratitude goes to these two organizations for buying into our vision to raise the bar in sustainability for businesses in Nigeria.