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  • Summary Of November 2016 Activities At TOCOM - November Futures Volume Averaged 122,851 Contracts Per Day, Up 45.3%

    Date 07/12/2016

    The Tokyo Commodity Exchange announced today that futures’ average daily volume for October 2016 was 122,851 contracts, up 45.3% month-over-month. Volume increased significantly for TOCOM’s most actively traded products. Gold Standard was up 69.8% to 39,953 contracts, Gold Rolling Spot was up 41.4% to 18,653 contracts and Dubai Crude Oil was 27.4% to 23,947 contracts.

  • SIFMA Statement On House Passage Of The Creating Financial Prosperity For Businesses And Investors Act (H.R. 6427)

    Date 06/12/2016

    SIFMA today issued the following statement from Kenneth E. Bentsen, Jr., SIFMA president and CEO, on House passage of the Creating Financial Prosperity for Businesses and Investors Act (H.R. 6427): 
     
    “SIFMA commends the House for moving proposals to enhance our markets and foster economic growth.  H.R. 6427 rightfully focuses on promoting capital formation and decreasing unnecessary friction in our securities laws while upholding necessary customer and market protections. The U.S. capital markets are the deepest, most liquid in the world and distinguish our economy’s growth potential from every other. SIFMA and its member firms remain willing partners with Congress and the SEC as both seek to improve our capital markets.” 

  • Nasdaq November 2016 Volumes

    Date 06/12/2016

    Nasdaq (Nasdaq:NDAQ) today reported monthly volumes for November 2016, on its investor relations website. 

  • Division Of Corporation Finance Director Keith Higgins To Leave SEC

    Date 06/12/2016

    The Securities and Exchange Commission today announced that Keith F. Higgins, Director of the SEC’s Division of Corporation Finance, plans to leave the SEC in early January.

  • SEC: Firm Settles Charges For Selling Unregistered Swaps Involving Pre-IPO Companies

    Date 06/12/2016

    The Securities and Exchange Commission today announced that a San Francisco-based firm agreed to settle charges that it violated federal securities laws by failing to register security-based swaps that were offered and sold online to shareholders in pre-IPO companies.