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  • ESMA: Methodology For Mandatory Peer Reviews In Relation To CCPs’ Authorisation And Supervision Under EMIR

    Date 05/01/2017

    Introduction

    1. The European Regulation No 648/201 on OTC derivatives, central counterpartiesand trade repositories (EMIR) requires ESMA to undertake peer reviews analysingsupervisory activities of all competent authorities in relation to the authorisationand supervision of CCPs. Based on the experience of a first peer reviewundertaken in 2016 in the context of EMIR, ESMA’s Board of Supervisors decidedthat a Methodology for this new type of peer reviews to be conducted at leastannually should be prepared, building on the existing methodology.
    2. Indeed, ESMA has a long experience in running peer reviews that are key tools forsupervisory convergence, as recognised under Article 30 of Regulation (EU) No1095/2010 (hereafter “ESMA Regulation”) mandating ESMA to periodicallyorganize and conduct peer reviews of some or all activities of national competentauthorities (“NCAs”) to further strengthen consistency in supervisory outcomes.The procedures for such peer reviews are laid down in the ESMA Review PanelMethodology (ESMA/2013/1709). 

  • Office Of The Comptroller Of The Currency Report Discusses Risks Facing National Banks And Federal Savings Associations

    Date 05/01/2017

    The Office of the Comptroller of the Currency (OCC) reported strategic, credit, operational, and compliance risks remain top concerns in its Semiannual Risk Perspective for Fall 2016, released today.

  • ESMA Seeks Corporate Reporting Experts For Stakeholder Panel

    Date 05/01/2017

    The European Securities and Markets Authority (ESMA) has issued today a call for candidates in order to renew the composition of its Consultative Working Group (CWG) which advises ESMA’s Corporate Reporting Standing Committee (CRSC).

  • TMX Group Consolidated Trading Statistics - December 2016

    Date 05/01/2017

    TMX Group Limited today announced December 2016 trading statistics for its marketplaces – Toronto Stock Exchange, TSX Venture Exchange, TSX Alpha Exchange (Alpha), Montréal Exchange (MX) and NGX.

  • 2016 Another Year Of Positive Momentum For OCC, By Craig Donohue, OCC Executive Chairman And CEO

    Date 05/01/2017

    In 2016, OCC's evolution from a clearing and settlement utility to becoming a systemically important market influencer was highlighted by our company being recognized with two Clearinghouse of the Year Awards; from Global Investor/ISF and Futures and Options World. These awards underscore the hard work and dedication of OCC's entire team to ensuring confidence in the financial markets and the broader economy. They also recognize OCC as a preeminent clearing organization and they acknowledge our adaptions to increased expectations as a SIFMU.