News Centre

Toronto Stock Exchange, TSX Venture Exchange, TSX Alpha Exchange And Montréal Exchange Closed For Good Friday

Date 13/03/2018

Toronto Stock Exchange, TSX Venture Exchange, TSX Alpha Exchange and Montréal Exchange will be closed on Friday, March 30, 2018 for Good Friday.

Risk Focus Launches Regulatory Reporting Advisory Services

Date 13/03/2018

Risk Focus Inc., the leading provider of Trading and Risk Solutions, today announced their new Regulatory Reporting Advisory (RRA).  The service is designed to help clients comply with global trade reporting regulations, meet aggressive deadlines and build solutions for regulatory compliance, including upcoming regulations like Securities Finance Transaction Reporting (SFTR), effective early 2019. Risk Focus RRA offers support for all aspects of regulatory reporting and controls. Workshops, health checks, assurance reviews, education, and training all ensure that Risk Focus RRA provides stability in times of constant change.

Basel Committee Publishes Follow-Up Reports On Basel III Implementation Assessments And An Updated Handbook For Jurisdictional Assessments

Date 13/03/2018

The Basel Committee on Banking Supervision has published overviews of follow-up actions taken or planned by member jurisdictions as of end-2017 to address deviations from the Basel standards that were identified as part of the Committee's Regulatory Consistency Assessment Programme (RCAP). This covers assessments that were completed and published as of end-2016.

CQG Connects To INE, New Energy Exchange In Shanghai - Gives Market Participants Outside China Opportunity To Trade Highly Anticipated INE Markets - Enables Chinese Buyers To Lock In Oil Prices In Local Currency

Date 13/03/2018

CQG, a leading global provider of high-performance trading, market data, and technical analysis tools, announced today that the soon-to-be-launched, highly anticipated Shanghai International Energy Exchange<http://www.ine.cn/en/about/simintro/> (INE), a unit of the Shanghai Futures Exchange, will be the first Chinese market available on CQG. The company made the announcement at the annual FIA International Futures Industry Conference in Boca Raton.

Al Mawared Brokerage Flash Note – Jordan Corporate Bonds

Date 13/03/2018

Delta Capita And The Field Effect Announce Strategic Alliance

Date 13/03/2018

Delta Capita, the international business & technology consulting and managed services firm, has announced a strategic alliance with The Field Effect, a London-based consultancy specialising in securities financing, clearing and collateral management.

BSE: Revision Of Scrips In Trade To Trade Segment – Inclusions In ‘T’ And ‘XT’ Groups

Date 13/03/2018

As a part of Surveillance measures and based on the extant SEBI framework, the Exchanges transfer various securities for settlement on a Trade-to-Trade basis. The criteria for shifting securities to/from for settlement on trade to trade basis is decided in consultation with SEBI and applied uniformly across the stock exchanges and reviewed periodically.

Securities Commission Malaysia Charges Two Former Investment Bankers And Another Individual With Insider Trading

Date 13/03/2018

The Securities Commission Malaysia (SC) today charged two former senior investment bankers and another individual at the Kuala Lumpur Sessions Court with insider trading of Hirotako Holdings Bhd (Hirotako) shares.

Rosenthal Collins Group Signs With Eventus Systems For Trade Surveillance - Cloud Version Of Validus Platform Brings RCG New Efficiencies, Flexibility

Date 13/03/2018

Eventus Systems, Inc., a provider of innovative regtech software solutions for the capital markets, announced today that Rosenthal Collins Group LLC (RCG(r)), a leading independent futures brokerage and clearing firm, has deployed its Validus platform for RCG's trade surveillance needs.

SGX Proposes To Refine Members’ Derivatives Clearing Fund Requirements

Date 13/03/2018

Singapore Exchange (SGX) is proposing refinements to enhance the robustness of the SGX-Derivatives Clearing (SGX-DC) Clearing Fund. These will result in each member contributing to the Clearing Fund an amount that more accurately reflects the risk it poses to SGX-DC.