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ASIC Accepts Enforceable Undertakings From Westpac And ANZ To Address Inadequacies Within Their Wholesale FX Businesses
Date 15/03/2017
ASIC has today accepted enforceable undertakings (EUs) from Westpac Banking Corporation (Westpac) and Australia and New Zealand Banking Group Limited (ANZ) in relation to the banks' wholesale foreign exchange (FX) businesses.
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Hong Kong's Securities And Futures Commission New Synopsis: Presentation At Companies Registry Corporate Governance Roundtable
Date 15/03/2017
A synopsis of a presentation entitled "Recent Trends in Corporate Conduct – An SFC Angle" delivered by Mr Brian Ho on 13 March 2017 was posted on the SFC website today.
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ASIC: Credit Suisse Pays $170,000 In Infringement Notice Penalty
Date 15/03/2017
Credit Suisse Equities (Australia) Limited (Credit Suisse) has paid a penalty of $170,000 to comply with an infringement notice from the Markets Disciplinary Panel (MDP).
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Chinese Academy Of Sciences , Shanghai Stock Exchange Ink Strategic Cooperation Agreement
Date 15/03/2017
Recently, the Chinese Academy of Sciences (CAS) and the Shanghai Stock Exchange (SSE) signed the Strategic Cooperation Agreement between CAS and SSE at Chinese Academy of Sciences Holdings Co., Ltd. (CAS Holdings). The strategic cooperation is a specific move to implement the national strategy of innovation-driven development and the effective integration of the scientific and technological industry policies and the capital market. Attending the signing ceremony were Wu Qing, SSE Party Chief and Chairman, Zhang Dongke, Vice Chairman of the SSE, Deng Maicun, Party Group Member and Secretary General of the CAS, and Wu Lebin, Chairman of CAS Holdings.
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NZX Financial Assistance Disclosure
Date 14/03/2017
Please find attached an announcement relating to NZX's Financial Assistance Disclosure for NZX Employee Share Plan – Team and Results.
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SEC, National Bank Of Belgium Agree To Enhanced Cooperation And Information Sharing Regarding Euroclear
Date 14/03/2017
The Securities and Exchange Commission today announced that it has entered into an arrangement with the National Bank of Belgium to enhance cooperation and information sharing regarding expanded services by Euroclear Bank, which provides clearance and settlement through its operation of the Euroclear System.
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SIFMA Submits Comments To DOL In Support Of 60-Day Fiduciary Rule Delay
Date 14/03/2017
SIFMA today submitted a comment letter to the Department of Labor on its proposed rule to extend the applicability date of its fiduciary rule by 60 days.
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FIA Elects New Board Members At Annual Meeting
Date 14/03/2017
FIA today announced the election of directors to its board at its annual meeting in Boca Raton, Fla. Thirteen directors were elected at this meeting for one and two-year terms.
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Irish Stock Exchange: Warba Bank Lists US$250m Tier 1 Capital Certificates On The MSM
Date 14/03/2017
Warba Bank, through issuing vehicle Warba Tier 1 Sukuk Limited, has listed U.S. $250m Tier 1 Capital Certificates on the Main Securities Market (MSM) of the Irish Stock Exchange (ISE).
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Readout From A Treasury Spokesperson On Secretary Mnuchin’s Call With Republic Of South Africa Minister Of Finance Pravin Gordhan
Date 14/03/2017
U.S. Secretary of the Treasury Steven Mnuchin spoke by phone yesterday with South Africa's Minister of Finance Pravin Gordhan.
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