Mondo Visione Worldwide Financial Markets Intelligence

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News Centre

  • NZX Shareholder Metrics May 2017

    Date 05/06/2017

    Please see attached NZX Shareholder Metrics for May 2017.

  • CFTC Financial Data For Futures Commission Merchants Update

    Date 05/06/2017

    This information has recently been updated, and is now available.

  • TMX Group Consolidated Trading Statistics - May 2017

    Date 05/06/2017

    TMX Group Limited today announced May 2017 trading statistics for its marketplaces – Toronto Stock Exchange, TSX Venture Exchange, TSX Alpha Exchange (Alpha), Montréal Exchange (MX) and NGX.

  • SIFMA Executive Vice President Randy Snook Remarks As Prepared For The SIFMA FinTech Conference

    Date 05/06/2017

    Good afternoon. Welcome to SIFMA’s 2017 FinTech conference. It’s not hyperbole to say that technology is dramatically transforming how we live our lives. The pace of progress is staggering, the end only limited to our imagination. We see achievements which once would have been the subject of science fiction - like technology to edit the human genome or land a rocket from space on a floating platform in the ocean. These innovations are coming out of the labs and research facilities, empowering new competitors to challenge existing products and ways of doing business, and pushing established firms to plan for how they can embrace the capabilities offered by these new technologies.

  • SEC Charges Brokerage Firm With Failing To Comply With Anti-Money Laundering Laws

    Date 05/06/2017

    The Securities and Exchange Commission today charged a Salt Lake City-based brokerage firm with securities law violations related to its alleged practice of clearing transactions for microcap stocks that were used in manipulative schemes to harm investors.