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  • Canadian Securities Regulators Sign Agreement With The French Autorité Des Marchés Financiers

    Date 08/02/2018

    The securities regulatory authorities in Alberta, British Columbia, Manitoba, New Brunswick, Nova Scotia, Ontario, Québec and Saskatchewan (participating jurisdictions) today announced a co-operation agreement with the French Autorité des marchés financiers (French AMF, based in Paris, France). This agreement will allow the participating jurisdictions and the French AMF to refer novel businesses seeking to enter the others’ markets.

  • FINRA Releases Paper Providing Perspectives On Customer Recovery

    Date 08/02/2018

    The Financial Industry Regulatory Authority (FINRA) today released a paper providing perspectives on customer recovery of judgments and awards in the financial services industry, with a particular focus on the arbitration forum operated by FINRA. The paper – FINRA Perspectives on Customer Recovery – is intended to encourage a continued dialogue about addressing the challenges of customer recovery across the industry while directly informing the further enhancement of recovery in FINRA’s forum. As noted in the paper, FINRA plans to organize discussions with other regulators and policymakers to further address the issue of customer recovery, identify additional data or analysis that may help inform effective decision-making in this area, and consider potential courses of action.

  • CME Group Announces Retirement Of Jack Sandner

    Date 08/02/2018

    CME Group today announced that Retired Chairman Jack Sandner will step down from the CME Group Board of Directors at the conclusion of his current term in May 2018.  Following his retirement, Sandner will serve as a consultant to CME Group for two years.

  • Vienna Stock Exchange: De Raj Group AG New Listing On The Market

    Date 08/02/2018

    Vienna Stock Exchange welcomes new company, De Raj Group AG, to the standard market. De Raj Group AG, a company based in Cologne, started listing exclusively on the Vienna Stock Exchange today. There is no capital increase with this listing. Trading and price determination take place during the auction held once a day at 1.30 p.m. According to company sources, around 15% of company's stocks are free float. The company's business is mainly in heating plants (thermal power) as well as oil and gas exploration (offshore) in the regions of Central Europe and Southeast Asia. 

  • CME Group Announces Retirement Of Leo Melamed

    Date 08/02/2018

    CME Group today announced that Chairman Emeritus Leo Melamed will retire from the CME Group Board of Directors at the conclusion of his current term in May 2018.  Following his retirement, Melamed will serve as a consultant to the company for the next two years.  After that time, Melamed will continue to retain his title as Chairman Emeritus.

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