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  • SEC: Adviser Charged With Stealing Investor Funds

    Date 07/09/2017

    The Securities and Exchange Commission today charged a New Jersey-based tax preparer and investment adviser with stealing more than $1 million from clients to support his gambling habit and other personal expenditures. 

  • Statement By U.S. Treasury Secretary Mnuchin On President Trump’s Tax Reform Speech

    Date 07/09/2017

    U.S. Treasury Secretary Steven T. Mnuchin issued the following statement today after President Trump's speech on tax reform in Mandan, North Dakota:

    "President Trump made a forceful case for comprehensive tax reform to level the playing field for American job creators and spur economic growth that will yield millions of new jobs. Middle-income families in North Dakota and across the country deserve a tax cut, and the President is committed to simplifying the tax code to put more money in their pockets. During today's visit, the President put a personal face on the harmful impact the "death tax" has on farmers and ranchers in North Dakota. I look forward to working with Congress to provide relief from this and other onerous taxes, jumpstart our economy, increase wages, and create more opportunity for Americans."

  • SEC Announces Agenda For September 13 Meeting Of The Advisory Committee On Small And Emerging Companies

    Date 07/09/2017

    The Securities and Exchange Commission today announced the agenda for the next meeting of its Advisory Committee on Small and Emerging Companies.  The committee will discuss the Sarbanes-Oxley Act auditor attestation requirement and explore whether updates are needed to Securities Act Rule 701, which many companies use to provide stock and option awards.  The committee also will vote on a final report that would be issued before the committee’s charter expires on September 24.

  • CFTC Swaps Report Update

    Date 06/09/2017

    CFTC's Weekly Swaps Report has been updated, and is now available.

  • US Federal And State Banking Agencies Issue Statement On Supervisory Practices Regarding Financial Institutions And Borrowers Affected By Hurricane Irma

    Date 06/09/2017

    The Office of the Comptroller of the Currency, the Board of Governors of the Federal Reserve System, the Federal Deposit Insurance Corporation, and state bank regulators recognize the serious impact of Hurricane Irma on the customers and operations of many financial institutions and will provide regulatory assistance to affected institutions subject to their supervision. The agencies encourage institutions in the affected areas to meet the financial services needs of their communities.

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