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Shenzhen Stock Exchange Earnestly Studied And Implement The Spirit Of The 19th National Congress Of The Communist Party Of China

Date 02/11/2017

The 19th Communist Party of China (CPC) National Congress was a significant conference convened on the critical phase of China’s securing a decisive victory in building a moderately prosperous society in all respects, and of Socialism with Chinese Characteristics crossing the threshold into a new era. After the opening of the 19th CPC National Congress, SZSE organized Party members and cadres to watch the opening ceremony of the 19th CPC National Congress, and to listen to General Secretary Xi Jinping’s report made to the general assembly on behalf of 18th Central Committee of the CPC. SZSE’s Committee of CPC organized two symposiums for the central group of Committee of CPC to study the report of the 19th CPC National Congress and the resolution of 19th CPC National Congress on Amendment to the Party constitution of CPC. And SZSE’s scheme of studying the spirit of CPC National Congress was also deployed in the symposiums. During the sessions of 19th CPC National Congress, all the Party members and cadres of SZSE timely read relevant news reports on the CPC National Congress, listened to CCTV News, and learned and grasped timely the updated spirit of the CPC National Congress. The grassroots party organizations also carried out extensive relevant studies and discussion.
BNP Paribas First Custodian To Use ASX’s New ReferencePoint ISO 20022 Corporate Action Service - New Service Slashes Delivery Of Corporate Action Notifications From Hours To Seconds

Date 02/11/2017

BNP Paribas Securities Services is the first custodian to implement ASX's near real-time ReferencePoint ISO 20022 Corporate Actions announcement service using SWIFT global messaging.
Shenzhen Stock Exchange Launches “Getting Inside The HK Stock Connect Companies” Event

Date 02/11/2017

With the support and cooperation of Hong Kong Exchanges (HKEX) and Hong Kong Investor Relations Association, Shenzhen Stock Exchange (SZSE) launched the event of “Getting Inside the HK Stock Connect Companies” to further the investor education on Shenzhen-Hong Kong Stock Connect and deepen the investor education cooperation mechanism between SZSE and HKEX. This is the first time that the event scope of “Getting Inside Listed Companies” extends to the HK Stock Connect companies on SZSE. On October 26, SZSE organized 35 mainland minority investors from the business departments of 22 securities traders to have a field survey of Logan Property, a listed company of HK Stock Connect on SZSE.
Monetary Authority Of Singapore Obtains Higher Civil Penalties Regarding Civil Penalty Enforcement Action Against Mr Wang Boon Heng And Ms Foo Jee Chin For Unauthorised Share Trading

Date 02/11/2017

The Monetary Authority of Singapore (MAS) has successfully obtained higher civil penalties against Mr Wang Boon Heng (Wang) and Ms Foo Jee Chin (Foo) for contravening section 201(b) of the Securities and Futures Act (SFA), which prohibits any conduct that operates as a fraud or deception in connection with the subscription, purchase or sale of securities.
CDB Bond Issue Of Fixed Price Offer On Shenzhen Stock Exchange, A Trial Of Success

Date 02/11/2017

On October 26, China Development Bank (CDB) placed its additional issue of 1-year-term and 3-year-term financial bonds on SZSE in the method of fixed price offer for the first time. The issue prices of the two bonds are 101.85 yuan and 101.14 yuan respectively, with the respective yield rates of 3.41% and 4.30%. The final actual bidding volumes are 7.87 billion yuan and 950 million yuan respectively, totaling 8.82 billion yuan. Among them, the underwriting group of securities trades bid for 7.02 billion yuan, account for about 80% of the total. The issue will be CDB’s drawing issue trial in the domestic bond market.

OTC Markets Group And The Canadian Securities Exchange Announce Agendas For November 7-8 Programs At The Carlton, Tel Aviv, Israel

Date 02/11/2017

OTC Markets Group Inc. (OTCQX: OTCM), operator of financial markets for 10,000 U.S. and global securities, and the Canadian Securities Exchange (CSE), a leading Canadian listing exchange recognized as a Qualified Foreign Exchange in the U.S., announce program agendas for their strategic marketing initiative to be held November 7-8, 2017 at the Carlton, Tel Aviv on the Beach, Israel.
State Street Comments On Federal Open Market Committee Meeting

Date 01/11/2017

In reaction to today’s US Federal Open Market Committee (FOMC) meeting, Lee Ferridge, head of multi-asset strategy for North America at State Street Global Markets; Sophia Ferguson, senior portfolio manager for active fixed income and currency at State Street Global Advisors; and Antoine Lesné, EMEA head of ETF strategy at SPDR ETFs, part of State Street Global Advisors, offer their views.
David Glockner, Regional Director Of Chicago Office, To Leave SEC

Date 01/11/2017

The Securities and Exchange Commission today announced that David Glockner, Director of the Chicago Regional Office, is planning to leave the agency later this month.
Federal Reserve Board Announces Appointment Of James A. Clouse As Secretary Of The Federal Open Market Committee

Date 01/11/2017

The Federal Reserve Board on Wednesday announced that James A. Clouse has been appointed secretary of the Federal Open Market Committee (FOMC), succeeding Brian F. Madigan, effective November 26.
Statement On Potentially Unlawful Promotion Of Initial Coin Offerings And Other Investments By Celebrities And Others - SEC Division Of Enforcement And SEC Office Of Compliance Inspections And Examinations

Date 01/11/2017

Celebrities and others are using social media networks to encourage the public to purchase stocks and other investments. These endorsements may be unlawful if they do not disclose the nature, source, and amount of any compensation paid, directly or indirectly, by the company in exchange for the endorsement. The SEC’s Enforcement Division and Office of Compliance Inspections and Examinations encourage investors to be wary of investment opportunities that sound too good to be true. We encourage investors to research potential investments rather than rely on paid endorsements from artists, sports figures, or other icons.