News Centre

ASIC Releases Guidance On Sell-Side Research

Date 21/12/2017

ASIC today released regulatory guidance on managing conflicts of interest and handling inside information by Australian financial services (AFS) licensees that provide sell-side research.

NZX Appoints Hugh Stevens To Lead Funds Management Business

Date 20/12/2017

NZX is pleased to announce the appointment of Hugh Stevens to lead the exchange’s funds management business, effective Monday 5 February 2017.

CFTC Swaps Report Update

Date 20/12/2017

CFTC's Weekly Swaps Report has been updated, and is now available.

Seasoned FinTech Executive Ronald Martin Joins BlockEx As COO

Date 20/12/2017

Ronald Martin is joining BlockEx as COO. Ronald Martin, former Executive in Residence at Bain Capital Ventures, leaves the traditional financial world to bring his financial platform experience to the blockchain. Martin brings years of experience in FinTech and SaaS as former Senior Vice President & General Manager of Altisource, CEO Paysafe PLC, Vice President of Sales, Business and Corp Development Salesnet.

Bank Of England - Firms’ Preparations For The UK’s Withdrawal From The European Union: Planning Assumptions

Date 20/12/2017

Letter to firms from Sam Woods, Deputy Governor, Prudential Regulation and CEO, Prudential Regulation Authority.

Autorité Des Marchés Financiers Adjusts Its Annual And Other Fees

Date 20/12/2017

As of January 1, 2018, the annual and other fees payable under the laws administered by the Autorité des marchés financiers (the "AMF") will be adjusted.

Cboe Welcomes New Issuer James Investment Research To ETF Marketplace

Date 20/12/2017

Cboe Global Markets, Inc. (Cboe: CBOE | Nasdaq: CBOE), one of the world’s largest exchange holding companies, today welcomed new issuer James Investment Research, Inc. to the Cboe ETF Marketplace with the launch of one fund.

BME To Distribute Its Second Interim Dividend Against 2017 Earnings On 29th. December

Date 20/12/2017

• It represents a gross €0.6 per share
• Announcing the dividend payment dates for 2018

Russian Stocks Start Trading On The Vienna Stock Exchange - 'Global Market' Segment Gaining Increasing Traction With Investors

Date 20/12/2017

• 452 stocks from 18 countries now trading on the Vienna Stock Exchange
• 'Global market' segment becoming second most dynamic segment on VSE in just seven months

Autorité Des Marchés Financiers: Appointment Of Frédéric Pérodeau As Superintendent, Client Services And Distribution Oversight

Date 20/12/2017

The Autorité des marchés financiers (the “AMF”) announces the appointment of Frédéric Pérodeau as Superintendent, Client Services and Distribution Oversight. Mr. Pérodeau will take up his position on January 22, 2018.