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Remarks At The Meeting Of The Investor Advisory Committee, SEC Commissioner Mark T. Uyeda, Washington D.C., June 6, 2024

Date 06/06/2024

Good morning and hearty welcome to the incoming leadership of the Investor Advisory Committee, including Brian Schorr as Chair, Colleen Honigsberg as Secretary, James Andrus as Chair of the Investor as Owner Subcommittee, and Jamila Abston Mayfield as Chair of the Investor as Purchaser Subcommittee. They will join Brian Hellmer, Andrew Park, and Paul Roye, who will continue leading the other subcommittees and working groups.

Remarks At The Harvard Law School Program On International Financial Systems, 2024 U.S.-China Symposium, Commissioner Mark T. Uyeda, Cambridge, MA, June 6, 2024

Date 06/06/2024

Thank you for the introduction, John [Gulliver], and for letting me be part of the 21st annual U.S.-China Symposium by the Program on International Financial Systems.  The U.S.-China relationship is important to the global capital markets, and I appreciate the participation at this conference by many knowledgeable participants in Sino-American relations, including our distinguished visitors from the People’s Republic of China. 

US Acting Comptroller Of The Currency Discusses Artificial Intelligence And Financial Stability

Date 06/06/2024

Acting Comptroller of the Currency Michael J. Hsu today discussed systemic risk implications of artificial intelligence (AI) in banking and finance via livestream at the Financial Stability Oversight Council’s AI Conference.

SIFMA Statement On The Proposed Payroll Mobility Tax

Date 06/06/2024

SIFMA today issued the following statement from Kyle Innes, managing director and associate general counsel, state government affairs, on the proposed Payroll Mobility Tax:

“SIFMA opposes the imposition of any new taxes or tax increases on the financial services industry.  The securities industry has a profound impact on – and makes a significant contribution to – revenues and overall growth of the state and local economies and is a vital part of New York’s economic base."

Protecting And Respecting Investors: Remarks At Meeting Of The SEC Investor Advisory Committee, SEC Commissioner Hester M. Peirce, Washington D.C., June 6, 2024

Date 06/06/2024

Thank you, Brian [Schorr]. Congratulations on your debut as IAC Chairman. Congratulations to Colleen [Honigsberg] for taking on the role of Committee Secretary. I look forward to working with you in your new roles and appreciate your willingness to take on the responsibilities that come with the positions. Thank you to all IAC members for volunteering your time and energy to the Committee, and thanks also to today’s panelists.

Eras Tour Of The Securities And Exchange Commission | The SEC’s 90th Anniversary, SEC Chair Gary Gensler, June 6, 2024

Date 06/06/2024

How did Taylor Swift break all-time records with the Eras Tour?

Well, beyond her remarkable talent, there’s also a lot of value in sharing one’s story.

CFTC Commissioner Pham To Speak At Bloomberg Market Forum: FX In Focus

Date 06/06/2024

The EBA Consults On The New Framework For The Operational Risk Loss As Part Of The Implementation Of The EU Banking Package

Date 06/06/2024

​The European Banking Authority (EBA) today launched a consultation on three sets of draft Regulatory Technical Standards (RTS) aiming to standardise the collection and the record of operational risk losses and to provide clarity on the exemptions for the calculation of the annual operational risk loss and on the adjustments to the loss data set that banks must perform in case of merged or acquired entities or activities. The consultation runs until 6 September 2024.

Autorité des Marchés Financiers: 2023 Annual Report On Financial Institutions And Credit Assessment Agents

Date 06/06/2024

The Autorité des marchés financiers (the “AMF”) has released its 2023 Annual Report on Financial Institutions and Credit Assessment Agents (pdf - 7 MB)This link will open in a new window (available in French only), which was tabled yesterday in the National Assembly by Québec’s Minister of Finance.

Canadian Securities Regulators Remind Market Participants About The Cessation Of CDOR

Date 06/06/2024

Securities regulatory authorities in Ontario, Québec, British Columbia and Alberta (the participating jurisdictions) issued today a multilateral staff notice reminding market participants that the Canadian Dollar Offered Rate (CDOR) will cease to be published after a final publication on Friday, June 28, 2024.