News Centre

SIX Exchange Regulation Reaches An Agreement with HOCHDORF Holding AG

Date 05/04/2018

SIX Exchange Regulation has reached an agreement with HOCHDORF Holding AG in connection with a breach of the accounting standards (Swiss GAAP FER) in the 2017 interim financial statements. The identified deficiencies relate to the treatment of a mandatory convertible bond. As part of the agreement, the company has committed itself to correct the errors in the 2017 Swiss GAAP FER annual as well as in the 2018 interim financial statements and to make a payment of CHF 10,000 to the Swiss Foundation for accounting and reporting recommendations.

Shenzhen Stock Exchange: Listing Agreement Signing First Included In Listing Ceremony, With Chairman Making Solemn Promises On Behalf Of The Company

Date 05/04/2018

On 03 March 2018, Golden Dragon (stock code: 002931) had its listing ceremony held at Shenzhen Stock Exchange (SZSE).

Abel Noser Holdings To Acquire Zeno Consulting Group In Latest Expansion Of Company's Comprehensive Best Execution Analytics, Compliance And Regulatory Reporting Services - The Combination Adds To The Offerings Of The Two Pioneers And Leading Providers Of Trade Analytics Services To The Institutional Community

Date 05/04/2018

Abel Noser Holdings, LLC announced today that it is acquiring Zeno Consulting Group, LLC in a transaction pairing two leading providers of best execution analysis, regulatory and trade surveillance services.  Zeno brings with it over three decades of experience in helping asset owners manage and control equity, fixed income and FX trading costs.

UK's Financial Conduct Authority Sets Out Next Steps To Improve Competition In The UKs Asset Management Industry

Date 05/04/2018

The Financial Conduct Authority (FCA) has today published the latest step in its response to the concerns identified through its asset management market study. This is part of a package of remedies to ensure fund managers compete on the value they deliver, and act in the interests of the millions who entrust them with their savings.

NZX Shareholder Metrics March 2018

Date 05/04/2018

Please see attached NZX Shareholder Metrics for March 2018.

Securities Commission Malaysia Appoints New Deputy Chief Executive

Date 05/04/2018

The Securities Commission Malaysia (SC) wishes to announce that Prime Minister Y.A.B Dato' Sri Mohd. Najib bin Tun Haji Abdul Razak in his capacity as Minister of Finance has appointed Datuk Zainal Izlan Zainal Abidin as the SC’s new Deputy Chief Executive (DCE) which takes effect from 5 April 2018.

Cboe Global Markets Reports March 2018 Trading Volume

Date 05/04/2018

Cboe Global Markets, Inc. (Cboe: CBOE | Nasdaq: CBOE), one of the world's largest exchange holding companies, today reported March monthly trading volume and average revenue per contract (RPC)/net revenue capture data at www.cboe.com/monthlyvolrpc.

BOX Options Exchange Directed Order Auction Only

Date 05/04/2018

Beginning April 30, 2018, BOX Options Exchange, LLC (“BOX”) will introduce an Auction Only designation for Directed Orders.

Cboe Global Markets Appoints Executive Vice Presidents In Newly Formed Markets Division

Date 04/04/2018

• Andy Lowenthal and Bryan Harkins will co-lead Markets Division as business partners
• New Markets Division to unfify product, sales and business development teams

CFTC Commissioner Rostin Behnam To Participate In A Fireside Chat At IFM And The Mercatus Center’s Smart Financial Regulation Roundtable

Date 04/04/2018