News Centre

Hong Kong’s Securities And Futures Commission Bans Former Responsible Officer Of Guosen Securities (HK) Brokerage Company, Limited For 10 Months

Date 23/04/2019

The Securities and Futures Commission (SFC) has prohibited Mr Su Xiqiang, former head of retail brokerage and responsible officer (RO) of Guosen Securities (HK) Brokerage Company, Limited (Guosen), from re-entering the industry for 10 months from 17 April 2019 to 16 February 2020.

Dubai Financial Services Authority Takes Action To Protect The Integrity Of Islamic Finance

Date 23/04/2019

The Dubai Financial Services Authority (DFSA) has imposed restrictions on David Barnett and Christopher Steer following an investigation into their conduct while working on the Commodity Murabaha Broking Desk (the Desk) at a DFSA-authorised firm.

Shenzhen Stock Exchange Holds The 2019 Members' General Assembly

Date 23/04/2019

On April 22, SZSE convened the 2019 Members' General Assembly off-site. During the five-day meeting, the work reports of the SZSE Board of Directors, President & CEO and Board of Directors, as well as the financial budget and final accounts will be reviewed. Member representatives will vote online after reviewing relevant topics. SZSE will also listen to members' suggestions on the construction of the SZSE market to further build consensus and work together to promote the high-quality development of the capital market.

Notice Of The Annual General Meeting 2019 - Oslo Børs VPS Holding ASA

Date 23/04/2019

The Annual General Meeting 2019 of Oslo Børs VPS Holding ASA will be held on 14 May 2019 at 16.00 hrs at the offices of Oslo Børs, Tollbugata. 2, Oslo.

Dalian Commodity Exchange Holds Iron Ore Basis Trading Forum

Date 23/04/2019

Dalian Commodity Exchange (DCE) held the Iron Ore Basis Trading Forum in Shanghai lately. A total of 65 representatives from 24 institutions, including mines, trading companies, steel mills and futures companies both at home and abroad, communicated thoroughly on the basis trading of iron ore.

FlexTRADER Extends Integration With Goldman Sachs Actionable Indication Of Interest (IOI) Liquidity - Provides One-Click Or No-Click Interaction With Prioritised IOI Liquidity Directly From The Trading Blotter

Date 23/04/2019

FlexTrade Systems (@FlexTrade) today announced an extension of Goldman Sachs’ actionable IOI functionality within the FlexTRADER EMS. The functionality adds IOI profiling and analysis capabilities to the existing FlexIOI product and makes Goldman Sachs actionable liquidity available on the desktop.  Customers can action IOI liquidity directly from the trading blotter, which now displays information, including the AFME codes, and the proportion of an order that can be completed using Goldman Sachs’ actionable liquidity. 

LME Launches Consultation On The Introduction Of Responsible Sourcing Standards Across All Listed Brands

Date 23/04/2019

Builds on broad market engagement to LME’s 2018 responsible sourcing position paper

• LME consultation details proposed responsible sourcing requirements for all listed brands
• Requirements are consistent with, or build on, the core OECD Guidance, and utilise responsible sourcing work already undertaken by the industry
• Phased approach to transparency to encourage all producers to embrace a fully open approach, including in respect of financial crime and corruption risks

big-xyt Integrates Client Executions With Its Consolidated View To Create Flexible TCA Solution - Changing The Way Data Is Interrogated And Benchmarks Viewed

Date 23/04/2019

big xyt, an independent provider of high-volume smart data and data analytics, is pleased to announce that, following consultation with a number of clients, the big xyt analytics platform has been extended to include Transaction Cost Analysis (TCA).

Deepen The Cultivation Of Chongqing's Capital Market To Facilitate The High-Quality Development Of Local Economy - Shenzhen Stock Exchange Jointly Organizes A Series Of Listing-Cultivation Activities In Chongqing

Date 23/04/2019

From April 16 to 19, SZSE's capital market listing-cultivation activities were successfully held in Chongqing. The activities were jointly sponsored by SZSE, Chongqing Municipal Financial Development Service Center and the local CSRC office, and organized by the governments of Hechuan District, Yongchuan District, Qijiang District and Jiangbei District. Chongqing Share Transfer Center co-organized these activities. The activities included four theme activities, covering 25 districts and counties in Chongqing. More than 400 representatives from over 260 district-level governmental departments and 300 representatives from 220 to-be-listed companies participated in the activities. This event is an important measure for SZSE's western base to deeply serve the Chongqing capital market and help implement the development strategy of "Chengdu-Chongqing City Group". It has further deepened the exchange and cooperation between the capital market and the local governments and supported Chongqing's comprehensive and efficient use of the capital market platform to facilitate Chongqing's high-quality economic development.

SIX And Shanghai Stock Exchange Sign An Updated Memorandum Of Understanding

Date 23/04/2019

SIX and Shanghai Stock Exchange renewed their Memorandum of Understanding (MoU) with the intention to further deepen their collaboration which was initiated in 2015. A Swiss delegation visited the Shanghai Stock Exchange today, where the two parties signed the document in the presence of Swiss Confederation President Ueli Maurer.