News Centre

CFTC Swaps Report Update

Date 08/08/2018

CFTC's Weekly Swaps Report has been updated, and is now available.

New York State Department Of Financial Services Superintendent Vullo Reminds Regulated Entities Of Approaching Cybersecurity Regulation Compliance Effective Date - All DFS Regulated Financial Services Companies Are Required To Comply With Regulation’s Governance Policies And Procedures, As Well As Risk Based Monitoring Systems Requirements And Encryption Programs For Nonpublic Information By September 4, 2018

Date 08/08/2018

Financial Services Superintendent Maria T. Vullo today reminded all Department of Financial Services (DFS) regulated entities covered by DFS’s landmark cybersecurity regulation that the third transitional period of New York’s first-in-the-nation cybersecurity regulation ends on September 4, 2018. Beginning on September 4, 2018, banks, insurance companies, and other financial services institutions regulated by DFS are required to have come into compliance with several additional provisions of the cybersecurity regulation that are vital to the governance and components of a robust financial services cybersecurity program.

Consolidated Audit Trail Industry Webcast

Date 08/08/2018

On Thursday, August 9, 2018 4:15 pm (ET) the CAT NMS, LLC Operating Committee will be hosting a Consolidated Audit Trail Industry Webcast to discuss current progress on the CAT. The webcast will be recorded and playback will be available on the CAT NMS website. 

PanXchange Hires Dayre Lashnits As Vice President Of Data And Operations - Lashnits To Launch The Company’s Data Division In Q4 Of 2018

Date 08/08/2018

PanXchange (PX), a Denver-based OTC physical commodity exchange and market structure solutions provider, today announced that industry veteran Dayre Lashnits has joined the company as Vice President of Data and Operations.

CUSIP Request Volume Ebbs In July, Signaling Slowdown In New Security Issuance - Municipal, Corporate Equity And Corporate Debt Pre-Market Activity Slows

Date 08/08/2018

CUSIP Global Services (CGS) today announced the release of its CUSIP Issuance Trends Report for July 2018. The report, which tracks the issuance of new security identifiers as an early indicator of debt and capital markets activity, found across-the-board declines in monthly request volume for new municipal, corporate equity and corporate debt identifiers in July. This is suggestive of a possible slowdown in new security issuance.

SEC Charges U.S. Congressman And Others With Insider Trading

Date 08/08/2018

The Securities and Exchange Commission today announced the filing of insider trading charges against Congressman Christopher Collins, the U.S. Representative for New York’s 27th Congressional District, his son, Cameron Collins, and a third individual, Stephen Zarsky. In a parallel action, the U.S. Attorney’s Office for the Southern District of New York today announced related criminal charges.

Office Of The Comptroller Of The Currency To Host Innovation Office Hours In New York

Date 08/08/2018

The Office of the Comptroller of the Currency (OCC) today announced it will hold Innovation Office Hours, September 25-27, 2018, in New York to promote responsible innovation in the federal banking system.

Deutsche Börse AG: Share Buy-Back Programme

Date 08/08/2018

Announcement according to Article 2 paragraph 1 of Delegated Regulation (EU) 2016/1052 to Regulation (EU) No 596/2014 (MAR)
Share Buy-Back Programme

The share buy-back programme announced by Deutsche Börse AG in the ad hoc announcement of 5 December 2017 will be implemented starting 13 August 2018 on the basis of the authorization granted by the Annual General Meeting on17 May 2017. In the period up to 28 December 2018 at the latest, a maximum number of 11,405,577 shares of the company (ISIN: DE0005810055) are to be repurchased exclusively via electronic trading on the Frankfurt StockExchange (Xetra) at a total cost of up to EUR 200 million (excluding incidental acquisition costs).

TMX Group Equity Financing Statistics – July 2018

Date 08/08/2018

TMX Group today announced its financing activity on Toronto Stock Exchange (TSX) and TSX Venture Exchange (TSXV) for July 2018.

Canadian Equities Rebound In Q2 2018, Driving Canadian Pension Returns Higher: RBC Investor & Treasury Services - Q2 Total Returns Gain 2.2 Per Cent While Canadian Equities Return 6.8 Per Cent

Date 08/08/2018

Canadian defined benefit pension plans posted a mild uptick in Q2 2018, returning 2.2 per cent, up from Q1 returns of 0.2 per cent, according to RBC Investor & Treasury Services All Plan Universe.