News Centre

Global Eye Care Giant Alcon Lists At SIX

Date 09/04/2019

Today, the shares of Alcon Inc. (ticker „ALC“) were traded for the first time at SIX, opening at CHF 55.00 per share. This corresponds to a total market capitalization of around CHF 26.9 billion.

Kpler And Powernext Announce The Creation Of Spark Commodities Pte Ltd.

Date 09/04/2019

Kpler has joined forces with Powernext, part of EEX Group which belongs to Deutsche Börse, to create Spark Commodities. The joint venture will focus on providing technology based solutions to promote liquidity in the physical LNG market whilst providing buyers and sellers with a transactional plaorm.

London On Track To Become Global FinTech Hub, New Report Finds

Date 09/04/2019

This year, London will be home to just as many fintech ‘unicorns’ as current global leader San Francisco – according to anew report from global recruiter Robert Walters and market analysis experts Vacancy Soft.

Qatar Financial Markets Authority Announces The Enforcement Of Stock Split On 9 June 2019

Date 09/04/2019

ASIC Welcomes FRC Report On Audit Enforcement

Date 09/04/2019

ASIC has welcomed the release of the report by Australia’s Financial Reporting Council (FRC) Auditor Disciplinary Processes: Review and the Federal Government’s response to that report.

New Zealand's Financial Markets Authority: Former CFO To Pay $150,000, Barred For Securities Markets Act Breaches

Date 09/04/2019

Mark Stephen Talbot, a former virtual chief financial officer of VMob (now Plexure) will pay $150,000 in lieu of a penalty and is barred from acting as a director or manager of a listed business for 5 years. Mr Talbot has admitted to insider trading conduct and entered a guilty plea on a representative charge for a breach of disclosure obligations at Auckland High Court last month.

ASIC Enforcement Update July To December 2018

Date 09/04/2019

ASIC has today released its enforcement update report for the period 1 July 2018 to 30 December 2018.

ISDA Publishes Asia Derivatives Survey

Date 09/04/2019

Trading volumes in Asia’s derivatives markets are expected to increase, but achieving certainty on close-out netting is identified as an important factor in driving further development of local markets, according to a new survey of derivatives market participants active in Asia-Pacific, published by ISDA to coincide with the start of the 34th ISDA Annual General Meeting (AGM) in Hong Kong.

Bolstering Capital Formation: The Third Leg Of The SEC's Mission, Martha Miller, SEC Advocate For Small Business Capital Formation, The SEC Speaks In 2019, Washington D.C., April 8, 2019

Date 08/04/2019

Introduction

Thank you for the invitation to join you today during SEC Speaks. This is likely the first time many of you are hearing from our Office, which has been in operation for just over two months (68 days to be exact). I look forward to introducing you to the plans for the new Office of the Advocate for Small Business Capital Formation, including previewing our Office’s new business plan, which we are publishing today.

Nasdaq March 2019 Volumes, 1Q19 Estimated Revenue Capture And Listings Statistics

Date 08/04/2019

Nasdaq (Nasdaq: NDAQ) today reported monthly volumes for March 2019, as well as quarterly volumes, number of listings and estimated revenue capture for the quarter ending March 31, 2019 on its investor relations website.