Mondo Visione Worldwide Financial Markets Intelligence

FTSE Mondo Visione Exchanges Index:

News Centre

  • 4th Activity Of "Overseas Investors Visit Shanghai Stock Exchange-Listed Companies" Rounded Off

    Date 17/09/2018

    The Shanghai Stock Exchange (SSE) held the 4th activity of "Overseas Investors Visit SSE-listed Companies" on September 6 and 7, 2018. Participating in the activity were representatives of nearly 20 overseas asset management companies, sovereign funds and securities dealers from the United States, Hong Kong and Europe. During the survey in 6 listed companies in Shanghai, the overseas investors had an in-depth understanding on the current development and future strategic plans of listed companies of different industries in the Shanghai market, and talked with the representatives of the listed companies on transformation and upgrading of entity industries, technical innovation, optimization of listed companies' governance structure, and other topics concerned by the investors. The activity is highly acknowledged by both overseas investors and listed companies.

  • Glass Half Full - FTSE Mondo Visione Exchanges Index Up 2.4% In August, Up 6.1% Year-To-Date, Up 15.4% Over 12 Months

    Date 17/09/2018

    This was a "glass half full" month for the exchanges sector. Slightly less than half the constituents of the index ended the month in positive territory with the FTSE Mondo Visione Exchanges Index itself posting a positive return of 2.4%.

  • Hong Kong's Securities And Futures Commission Reprimands And Fines Huatai Financial Holdings (Hong Kong) Limited $800,000 Over Naked Short Selling

    Date 17/09/2018

    The Securities and Futures Commission (SFC) has reprimanded and fined Huatai Financial Holdings (Hong Kong) Limited (Huatai Financial) $800,000 for failures relating to the short selling of Great Wall Motor Company Limited (Great Wall) shares in 2015.

  • SWIM – Retail Liquidity Goes From Strength To Strength

    Date 17/09/2018

    Double-volume caps, large-in-scale restrictions, periodic auctions and systematic internalisers. In the first eight months of the new MiFIDII regime the trading landscape has evolved radically. New liquidity venues abound, fulfilling a variety of purposes and masters, some merely to enable the compliant trading of existing business in the new world, and others that genuinely introduce new liquidity.

  • FINMA Finds Deficiencies In Anti-Money Laundering Processes At Credit Suisse

    Date 17/09/2018

    The Swiss Financial Market Supervisory Authority FINMA has concluded two enforcement procedures against Credit Suisse AG. In the first procedure, FINMA identified deficiencies in the bank’s adherence to anti-money laundering due diligence obligations in relation to suspected corruption involving the International Federation of Association Football FIFA, the Brazilian oil corporation Petrobras and the Venezuelan oil corporation Petróleos de Venezuela, S.A. (PDVSA). The second procedure relates to a significant business relationship for the bank with a politically exposed person (PEP). In this instance too, FINMA identified deficiencies in the anti-money laundering process, as well as shortcomings in the bank's control mechanisms and risk management. FINMA has decreed measures to further improve anti-money laundering processes and to accelerate the implementation of steps already initiated by the bank. It will commission an independent third party to monitor the implementation and effectiveness of these measures.