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  • Monetary Authority Of Singapore Imposes Civil Penalty Of $11.2 Million On UBS For Deceptive Trades By Its Client Advisors

    Date 14/11/2019

    The Monetary Authority of Singapore (MAS) has imposed a civil penalty of $11.2 million on UBS AG (UBS), for acts of its client advisors that contravened section 201(b) of the Securities and Futures Act (SFA). The client advisors had engaged in acts that deceived or were likely to deceive clients about the spreads and/or interbank prices for transactions in over-the-counter (OTC) bonds and structured products. The enforcement action followed UBS’ reporting of the misconduct to MAS, and MAS’ subsequent investigations.  

  • Hong Kong Securities And Futures Commission Bans Ma Sin Chi For Life

    Date 14/11/2019

    The Securities and Futures Commission (SFC) has banned Mr Ma Sin Chi, a former responsible officer of Deutsche Securities Asia Limited (DSAL), from re-entering the industry for life.   

  • HKFE Announces Revised Margins For Futures Contract: Meituan Dianping

    Date 14/11/2019

    Please be advised that pursuant to Exchange Rule 617(d) and HKCC Rule 402, the Exchange and the Clearing House have determined that with effect from the commencement of trading on Friday, 15 November 2019 (including the mandatory intra-day variation adjustment and margin call, if applicable), the margin levels of the following Futures Contract shall be as follows

  • STOXX Europe 600 ESG-X Index Licensed To Kairos Partners

    Date 14/11/2019

    Qontigo’s global index provider STOXX Ltd. has licensed the STOXX Europe 600 ESG-X Index to Kairos Partners SGR to serve as an underlying for an actively managed fund.

  • Thailand Futures Exchange Announces TFEX Best Awards 2019

    Date 14/11/2019

    Thailand Futures Exchange PCL (TFEX) today announced winners of four categories of TFEX Best Awards 2019. KGI Securities (Thailand) pcl swept both Most Active House and Most Active Prop-Trading awards. Most Active Agent was awarded to Country Group Securities pcl. Market Maker Best Performance was awarded to MTS Gold Futures Co., Ltd.