News Centre

Opening Remarks At The Municipal Securities Conference, SEC Chairman Jay Clayton, Dec. 6, 2018

Date 06/12/2018

Thank you, Rebecca.

Good morning and welcome. I am delighted to help kick off the inaugural Municipal Securities Conference, although I regret that because of other meetings and commitments, I am doing so from our New York office. Before going any further, I want to make it clear that my remarks are my own and do not necessarily reflect the views of the Commission or my fellow Commissioners.

British Columbia Securities Commission: Securities Market Fee Changes To Support Stronger Enforcement And Regulatory Innovation

Date 06/12/2018

The British Columbia Securities Commission (BCSC) is increasing fees to bolster the commission's ability to carry out its mandate to protect investors and oversee an increasingly complex securities marketplace.

UBS To Act As A Spot FX Intermediary For Eligible Counterparties On Cboe FX - Eligible Small And Mid-Size Financial Institutions Can Access More Cboe FX Liquidity

Date 06/12/2018

Cboe FX Markets, a Cboe Global Markets, Inc. (Cboe: CBOE) company and a leading platform for institutional foreign exchange (FX) trading globally, today announced that UBS has agreed to act as a Central Credit Intermediary for eligible counterparties on Cboe FX who might have limited bilateral credit relationships, enabling them to access a wider pool of liquidity.

SEC Investor Advisory Committee To Meet On December 13

Date 06/12/2018

The Securities and Exchange Commission will hold a meeting of its Investor Advisory Committee on Dec. 13, 2018. The meeting will begin at 9 a.m. ET in the Multipurpose Room at SEC Headquarters at 100 F Street NE, Washington, D.C. and is open to the public. The meeting will be webcast live and archived on the committee’s website for later viewing.    

CFTC Wins Judgment Against Commodities Trader For Commodity Pool Fraud, Including Misappropriating Funds

Date 06/12/2018

The Commodity Futures Trading Commission (CFTC) announced today that Defendant Mark R. Slobodnik of Libertyville, Illinois, has been ordered to pay approximately $370,000 in fines in connection with a $1.76 million commodity pool fraud operated under the name Blue Guru, LLC. 

Mizuho Bank London Implements Orchestrade To Enhance Risk Management - Leading Bank Live On Consolidated Trading And Risk Management Platform In Less Than 9 Months

Date 06/12/2018

Orchestrade, a leading provider of trading, risk and operations solutions for capital markets, announced today that Mizuho Bank London has gone live on the Orchestrade system for consolidated risk management across a broad range of asset classes. 

Euronext Announces Volumes For November 2018

Date 06/12/2018

Euronext, the leading pan-European exchange in the Eurozone, today announced trading volumes for November 2018.

Euronext Dublin: Statistics November 2018

Date 06/12/2018

Overall Market Statistics Report - November 2018

Investment Funds Statistics Report - November 2018

Trading Volume On Pace For Record Year At Tradeweb

Date 06/12/2018

Year to date, trading is on pace for a record year, with average total daily trading volumes up 37.3% versus 2017. Total trading volume on Tradeweb through November 2018 is $125.6 trillion.

Why The Buy-Side Should Buy Into The FX Global Code - Remarks By Andrew Hauser, Bank Of England Executive Director For Markets, Given At The London FX Hive Live

Date 06/12/2018

In his remarks, Andrew Hauser, Executive Director for Markets, sets out the progress that has been made on developing and embedding the FX Global Code.  Andrew goes on to note that one of the Global FX Committee’s top priorities for the coming year is to strengthen buy-side adoption of the Code. Andrew then sets out four common concerns of the buy-side, and offers responses to them.