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EEX New Participant: Consorzio Toscana Energia S.p.A

Date 13/12/2018

Consorzio Toscana Energia S.p.A has been additionally admitted to exchange trading for Spot Contracts on Emission Rights (Secondary Market).
SEC, MSRB, FINRA To Hold Compliance Outreach Program For Municipal Advisors

Date 13/12/2018

The Securities and Exchange Commission (SEC), Municipal Securities Rulemaking Board (MSRB), and Financial Industry Regulatory Authority (FINRA) today announced the opening of registration for the Compliance Outreach Program for Municipal Advisors.
Euronext Announces Quarterly Review Results Of The AEX, AMX, AScX

Date 13/12/2018

Euronext today announced the results of the quarterly review for the AEX®, AMX® and AScX® indices. The changes due to the review will be effective from Monday 24 December 2018.
Remarks At The SEC’s Investor Advisory Committee Meeting, SEC Commissioner Kara M. Stein, Dec. 13, 2018

Date 13/12/2018

Good morning and welcome to today’s meeting of the Investor Advisory Committee. This is your last meeting of the year, and my last as an SEC Commissioner. I want to take this opportunity to thank each of you for your commitment to the Committee. Over the past five and half years, I have greatly benefited from your views about how the Commission can improve the investor experience. The Committee was established to advise and consult with the Commission on a range of issues that are relevant to our nation’s investors, including the Commission’s priorities. You have been quite busy over that time. And many of your discussions and recommendations have shaped the Commission’s actions.
EBA: Consultation On ICT And Security Risk Management (EBA/CP/2018/15)

Date 13/12/2018

The European Banking Authority (EBA) today launched a consultation on its draft Guidelines on ICT and security risk management. These Guidelines establish requirements for credit institutions, investment firms and payment service providers (PSPs) on the mitigation and management of their information and communication technology (ICT) risks and aim to ensure a consistent and robust approach across the Single market. The consultation runs until 13 March 2019.

Moscow Exchange: Risk Parameters Change For The Securities

Date 13/12/2018

CCP NCC is changing risk parameters on Securities market for the following bond starting from December 14, 2018:
EBA Consults On Guidelines On ICT And Security Risk Management

Date 13/12/2018

The European Banking Authority (EBA) today launched a consultation on its draft Guidelines on ICT and security risk management. These Guidelines establish requirements for credit institutions, investment firms and payment service providers (PSPs) on the mitigation and management of their information and communication technology (ICT) risks and aim to ensure a consistent and robust approach across the Single market. The consultation runs until 13 March 2019.
EEX Publishes Auction Calendar For Poland For 2019

Date 13/12/2018

The European Energy Exchange (EEX) has published the calendar for the 2019 Polish auctions of EU allowances (EUA) and EU aviation allowances (EUAA) for Poland. The calendar was established in coordination with the the Polish Ministry of the Environment and the European Commission.
Common Ownership: The Investor Protection Challenge Of The 21st Century, SEC Commissioner Robert J. Jackson Jr., New York, NY Dec. 6, 2018, Testimony Before The Federal Trade Commission, Hearing On Competition And Consumer Protection

Date 13/12/2018

Thank you so much, Scott [Hemphill], for that incredibly kind introduction. It’s a real honor to be here with you—and to be invited to testify before the Federal Trade Commission (FTC). I share your commitment to making sure our markets are competitive and fair for all Americans. And I’m delighted that the FTC has convened this important conversation about the increasingly concentrated ownership profiles of America’s public companies.
Andhra Pradesh, India Students Receive Global Financial Services Career Boost In Deal Between GITAM University And Chartered Institute For Securities & Investment

Date 13/12/2018

GITAM University in Andhra Pradesh, India has recently signed a deal with international professional body the Chartered Institute for Securities & Investment (CISI) which aims to boost the university’s finance student’s career pathway.