News Centre

Chancellor Of The Duchy Of Lancaster Statement: 11 March 2019 - Chancellor Of The Duchy Of Lancaster David Lidington Made A Statement In The UK House Of Commons

Date 12/03/2019

With permission, Mr Speaker, I would like to make a statement on the government’s negotiations to leave the European Union.

Romeo Lacher Resigns As SIX Chairman In 2020

Date 12/03/2019

Romeo Lacher will resign his mandate as Chairman of the Board of Directors of SIX, which he has been a member of since 2008, at the latest at the Annual General Meeting 2020. Until his departure he will continue to accompany the transformation of SIX. The search for a successor will be initiated shortly.

UK Prime Minister's Press Statement In Strasbourg: 11 March 2019 - PM Theresa May Gives A Statement On Brexit

Date 12/03/2019

Last November, after two years of hard-fought negotiations, I agreed a Brexit deal with the EU that I passionately believe delivers on the decision taken by the British people to leave the European Union.

European Commission: Remarks By President Jean-Claude Juncker At Yesterday's Joint Press Conference With Uk Prime Minister Theresa May

Date 12/03/2019

Madame Prime Minister,

Ladies and Gentlemen,

I remember standing in front of the press almost three years ago on 24 June 2016, the day after the British people in a referendum decided to leave our Union. It was a sad day for our Union and a sad day for me personally. But we must respect the decision of the British people – no matter how deeply we regret it.

NYSE Group Consolidated Short Interest Report

Date 11/03/2019

NYSE today reported short interest as of the close of business on the settlement date of February 28, 2019.

Nasdaq Announces End-Of-Month Open Short Interest Positions In Nasdaq Stocks As Of Settlement Date February 28, 2019

Date 11/03/2019

At the end of the settlement date of February 28, 2019, short interest in 2,355 Nasdaq Global Market^SM securities totaled 7,689,702,073 shares compared with 7,638,386,123 shares in 2,360 Global Market issues reported for the prior settlement date of February 15, 2019. The end-of-December short interest represents 4.12 days average daily Nasdaq Global Market share volume for the reporting period, compared with 3.75 days for the prior reporting period.

British Columbia Securities Commission Imposes Penalties And Market Bans For Market Manipulation

Date 11/03/2019

A British Columbia Securities Commission (BCSC) panel has imposed penalties and market bans on three people and a Swiss wealth management firm after finding they were involved in market manipulation.

SEC Share Class Initiative Returning More Than $125 Million To Investors - Reflecting SEC’s Commitment To Retail Investors, 79 Investment Advisers Who Self-Reported Advisers Act Violations Agree To Compensate Investors Promptly, Ensure Adequate Fee Disclosures

Date 11/03/2019

The Securities and Exchange Commission today announced settled charges against 79 investment advisers who will return more than $125 million to clients, with a substantial majority of the funds going to retail investors.  The actions stem from the SEC’s Share Class Selection Disclosure Initiative, which the SEC’s Division of Enforcement announced in February 2018 in an effort to identify and promptly correct ongoing harm in the sale of mutual fund shares by investment advisers.  The initiative incentivized investment advisers to self-report violations of the Advisers Act resulting from undisclosed conflicts of interest, promptly compensate investors, and review and correct fee disclosures.  The orders issued today address advisers who directly or indirectly received 12b-1 fees for investments selected for their clients without adequate disclosure, including disclosures that were inconsistent with the advisers’ actual practices.

First Minority-Owned Bank In The Northeast Joins American Financial Exchange (AFX) Amidst Exchange’s Record Volume And Membership Growth

Date 11/03/2019

American Financial Exchange (AFX), an electronic exchange for direct lending and borrowing for American financial institutions, announced today that Abacus Federal Savings Bank joined the Exchange, the first minority-owned and Asian-American depository institution in the Northeast to do so. The story of Abacus was the subject of a 2016 Academy-award nominated documentary.

EBA Publishes Clarifications To The First Set Of Issues Raised By Its Working Group On APIs Under PSD2

Date 11/03/2019

The European Banking Authority (EBA) published today clarifications to the first set of issues that had been raised and discussed by participants of its Working Group (WG) on APIs under PSD2, which met for the first time on 21 February 2019. The issues relate the practical aspects regarding the reliability of testing platforms, the alignment of functionalities between API schemes, and the identification for testing purposes of entities that have not been authorised yet.