FTSE Mondo Visione Exchanges Index: 99,862.15 +333.85
News Centre
-
The Saudi Stock Exchange (Tadawul) Announces The Quarterly Update (2nd Quarter 2019) To The Number Of Free Float Shares For All Companies
Date 29/09/2019
The Saudi Stock Exchange (Tadawul) announces that the number of free float shares for all companies have been updated for the 3rd quarter 2019 (26/09/2019). The updated number of free float shares is used in the calculation of Tadawul All Share Index (TASI), Industrial Group Indices and Parallel Market (NOMU) Index, and is effective Sunday 29/09/2019 (30/01/1441 H).
-
SIFMA Fixed Income Market Close Recommendations In The U.S., The U.K. And Japan For U.S. Columbus Day & Japan Sports Day
Date 27/09/2019
SIFMA has confirmed its previous holiday recommendations for the U.S., the U.K., and Japan in observance of the U.S. Columbus Day and Japan Sports Day Holidays.
-
SEC: Two BMO Advisory Firms Pay Over $37 Million To Harmed Clients For Failing To Disclose Conflicts Of Interest
Date 27/09/2019
The Securities and Exchange Commission today announced that two BMO advisers have agreed to pay over $37 million to settle charges regarding their failure to tell clients about certain aspects of how the advisers selected investments in their retail investment advisory program, known as the Managed Asset Allocation Program (MAAP), which included the selection of more expensive investments from which BMO advisers profited.
-
Moscow Exchange: Risk Parameters Change On Securities Market
Date 27/09/2019
CCP NCC is changing PcH_max parameter value that defines price up limit for PAZA shares on Securities market starting from September 30, 2019:
Ticker Current value PcH_max New value PcH_max PAZA 40% 10% -
CFTC Announces Approximately $7 Million Whistleblower Award
Date 27/09/2019
The U.S. Commodity Futures Trading Commission today announced it will award approximately $7 million to a whistleblower. Relevant information from the whistleblower’s account of the misconduct led the CFTC to investigate and ultimately find a violation of the Commodity Exchange Act (CEA).
-
BOX Exchange Fee Change – October 2019
Date 27/09/2019
Effective October 1, 2019, BOX Exchange LLC (“BOX”) is making the following changes to the BOX Fee Schedule:
-
CFTC Commitments Of Traders Reports Update
Date 27/09/2019
The current reports for the week of September 24, 2019 are now available.
-
SEC Updates List Of Firms Using Inaccurate Information To Solicit Investors
Date 27/09/2019
The Securities and Exchange Commission today announced that it updated its list of unregistered entities that use misleading information to solicit primarily non-U.S. investors, adding 23 soliciting entities, two impersonators of genuine firms, and 12 bogus regulators.
-
Intercontinental Exchange Provides Statement About New SEC Rule On ETFs
Date 27/09/2019
Intercontinental Exchange, Inc. (NYSE:ICE), a leading operator of global exchanges and clearing houses and provider of data and listings services, made the following statement today in response to passage of Rule 6c-11 by the U.S. Securities and Exchange Commission. This rule was designed to modernize the regulation of Exchange Traded Funds (ETFs), bringing new standards to the ETF industry and opening the door to significantly more participation and innovation.
-
SEC Charges Canadian Clean Fuel Technology Company And Former CEO With FCPA Violations
Date 27/09/2019
The Securities and Exchange Commission today announced that Westport Fuels Systems, Inc., a Canadian clean fuel technology company headquartered in Vancouver, Canada, and its former chief executive officer, Nancy Gougarty, of Leesville, South Carolina, have agreed to pay more than $4.1 million to resolve charges that they violated the Foreign Corrupt Practices Act (FCPA) by paying bribes to a foreign government official in China.
- First
- Previous
- 6218
- 6219
- 6220
- 6221
- 6222
- 6223
- 6224
- 6225
- 6226
- 6227
- 6228
- 6229
- 6230
- 6231
- 6232
- 6233
- 6234
- Next
- Last