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  • CME Group Chief Financial Officer And Chief Accounting Officer To Present At Barclays Global Financial Services Conference

    Date 05/09/2019

    CME Group announced today that John Pietrowicz, Chief Financial Officer, and Jack Tobin, Chief Accounting Officer, will present at the Barclays Global Financial Services Conference in New York on Tuesday, September 10, at 7:30 a.m. (Eastern Time). 

  • CFTC Financial Data For Futures Commission Merchants Update

    Date 05/09/2019

    Futures commission merchants (FCMs) and retail foreign exchange dealers (RFEDs) must file monthly financial reports with the CFTC's Division of Swap Dealer and Intermediary Oversight (DSIO) within 17 business days after the end of the month. Selected financial information from these reports is published below. The most recent month-end information generally is added within 12 business days after FCMs and RFEDs file their reports, but occasionally may be added later. For example:  The 17th business day filing “due date" for February 28, 2015 financial reports was March 25, 2015.  The 12 business day target for posting these data was April 10, 2015.

  • FIA August 2019 SEF Tracker

    Date 05/09/2019

    Trading volume on SEFs reached $806 billion in average notional value per day during August 2019.  This was the highest total for the month of August since FIA began tracking SEF trading in 2014.

  • Canadian Securities Regulators Seek Comment On Proposed Amendments To Business Acquisition Report Requirements

    Date 05/09/2019

    The Canadian Securities Administrators (CSA) today published for comment proposed amendments to the business acquisition report (BAR) requirements for reporting issuers that are not venture issuers.

  • Nasdaq Elevates Ed Knight To Vice Chairman And Promotes John Zecca To Chief Legal Officer

    Date 05/09/2019

    Nasdaq, Inc. today announced Executive Vice President Edward S. Knight will assume the role of Vice Chairman, effective October 1. Knight will continue to manage global government relations and will serve as a senior advisor on public policy and litigation. With Knight’s transition to Vice Chairman, John A. Zecca has been named Executive Vice President and Chief Legal Officer. Zecca will be responsible for managing Nasdaq’s regulatory oversight, legal counsel, and compliance across the company's global businesses.  

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