FTSE Mondo Visione Exchanges Index:
News Centre
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New Zealand Financial Markets Authority Publishes First Insights Report Into Discretionary Investment Management Services Sector
Date 23/10/2024
Te Mana Tātai Hokohoko – today published its first monitoring report of the Discretionary Investment Management Services (DIMS) sector. The report found that while DIMS providers strive for positive investor outcomes, there is room for improvement in their processes and controls.
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NZX Market Maker Eligibility Rule Changes
Date 23/10/2024
Earlier this year, NZX consulted on changes to its existing eligibility and ongoing requirements for market makers across both its cash and derivatives markets.
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CFTC To Hold A Commission Open Meeting October 29
Date 22/10/2024
Commodity Futures Trading Commission Chairman Rostin Behnam today announced the Commission will hold an open meeting Tuesday, Oct. 29 at 10:00 a.m. – 4:30 p.m. (EDT) at the CFTC’s Washington, D.C. headquarters. Members of the public can attend the meeting in person, listen by phone, or view a live stream at CFTC.gov.
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Statement Regarding Administrative Proceedings Against SolarWinds Customers, SEC Commissioner Hester M. Peirce, SEC Commissioner Mark T. Uyeda/ Oct. 22, 2024
Date 22/10/2024
According to the Government Accountability Office, the 2019-2020 cyberattacks against SolarWinds Corporation (“SolarWinds”) and its Orion software were “one of the most widespread and sophisticated hacking campaigns ever conducted against the federal government and the private sector.”[1] It was an attack against America.[2] How has the Commission responded? By first charging SolarWinds in district court[3] and, in today’s settled proceedings,[4] charging four customers of its Orion software, with violations of the federal securities laws. Today’s proceedings impose nearly $7 million in penalties against these victims of the cyberattacks.
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SIFMA’s Board Of Directors Announces Newly Elected Officers For 2024-2025
Date 22/10/2024
Following the SIFMA Annual Meeting and fall Board Meeting, the Association’s Board of Directors announced it has elected the following principal officers to leadership positions on the Board for 2024-2025:
- Chair: Laura Chepucavage, Head of Global Financing and Futures, Global Rates and Counterparty Portfolio Management, Bank of America
- Chair-Elect: Ronald J. Kruszewski, Chairman of the Board and Chief Executive Officer, Stifel
- Vice Chair: David Lefkowitz, Managing Director, Securitized Products Group, JPMorganChase
- Chair-Emeritus: Ken Cella, Principal, Head of External Affairs, Edward Jones
- Treasurer: Lisa Kidd Hunt, Managing Direct
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MIAX Exchange Group - Options Markets - Market For Underlying Security Used For Openings On MIAX Options, MIAX Pearl Options, MIAX Emerald Options And MIAX Sapphire Options For Newly Listed Symbols Effective Wednesday, October 23, 2024
Date 22/10/2024
Please refer to the Regulatory Circulars listed below for newly added symbols and the corresponding market for the underlying security used for openings on the MIAX Exchanges. The newly listed symbols will be available for trading beginning Wednesday, October 23, 2024.
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MIAX Exchange Group - Options Markets - New Listings Effective For October 23, 2024
Date 22/10/2024
The attached option class will begin trading on the MIAX Options Exchange, the MIAX Pearl Options Exchange, the MIAX Emerald Options Exchange, and the MIAX Sapphire Options Exchange on Wednesday, October 23, 2024.
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Q3/2024: Deutsche Börse Group Remains On Growth Path – Guidance For 2024 Raised Again
Date 22/10/2024
Deutsche Börse Group has just published its quarterly statement Q3/2024.
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Ontario Securities Commission: Capital Markets Tribunal Seeks Applications For The Securities Proceedings Advisory Committee
Date 22/10/2024
The Capital Markets Tribunal is seeking applications for membership to the Securities Proceedings Advisory Committee (SPAC).
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Today’s Challenges In Financial Stability: The New And The Not So New - Speech By Andrew Bailey, Governor, Bank Of England, Given At Bloomberg Regulatory Forum, New York
Date 22/10/2024
In this speech, Andrew Bailey discusses global financial stability, emphasising the importance of understanding financial theory and learning the lessons from history. He highlights the need for a macro-prudential approach, new surveillance tools particularly for risks in the non-bank sector and its interaction across the financial system, and emergency central bank facilities that can be temporarily provided in a crisis.
