News Centre

CFTC: DSIO Issues Advisory Providing Guidance And Staff Recommendations For Chief Compliance Officer Annual Report Preparation

Date 04/12/2019

The U.S. Commodity Futures Trading Commission’s Division of Swap Dealer and Intermediary Oversight (DSIO) today issued an advisory that addresses the preparation of the Chief Compliance Officer (CCO) Annual Report for futures commission merchants, swap dealers, and major swap participants.

Intercontinental Exchange Chairman & CEO Jeffrey C. Sprecher To Present At The Goldman Sachs U.S. Financial Services Conference On December 11

Date 04/12/2019

Intercontinental Exchange, Inc. (NYSE: ICE), a leading operator of global exchanges and clearing houses and provider of data and listings services, announced today that Jeffrey C. Sprecher, Chairman and CEO, will present at the Goldman Sachs U.S. Financial Services Conference. The presentation will take place on Wednesday, December 11 at 10:00 a.m. ET. The presentation will be available live and in replay via webcast and can be accessed in the investor relations and media section of ICE's website at http://ir.theice.com/.

Cboe Global Markets Reports November 2019 Trading Volume

Date 04/12/2019

Cboe Global Markets, Inc. (Cboe: CBOE), one of the world's largest exchange holding companies, today reported November monthly trading volume.

Nasdaq CEO Adena Friedman To Present At Goldman Sachs U.S. Financial Services Conference 2019

Date 04/12/2019

Intercontinental Exchange Reports November Statistics - Futures And Options Open Interest Up 3% Y/Y And Up 18% From Year-End 2018

Date 04/12/2019

Intercontinental Exchange, Inc. (NYSE:ICE), a leading operator of global exchanges and clearing houses and provider of data and listings services, today reported November trading volume and related revenue statistics, which can be viewed on the company’s investor relations website at http://ir.theice.com/ir-resources/supplemental-information in the Monthly Statistics Tracking spreadsheet.

Remarks At The Elder Justice Coordinating Council Fall 2019 Meeting, SEC Commissioner Elad L. Roisman, Washington D.C., Dec. 3, 2019

Date 04/12/2019

Good morning. I am truly happy to join you today at the fall 2019 meeting of the Elder Justice Coordinating Council (“EJCC”). I want to thank U.S. Department of Health and Human Services Secretary [Alex] Azar, Assistant Secretary [Lance] Robertson, EJCC Coordinator [Toni] Bacon, and the Administration for Community Living for, once again, bringing the EJCC together to discuss our shared goal of protecting elder Americans. Thank you also to the EJCC members, participants, and presenters here today for their critical roles in furthering this effort. Before I say more, let me note that the views I express today are my own and do not necessarily reflect the views of the Commission, my fellow Commissioners, or the agency’s staff.

EACH Welcomes The Council General Approach On CCP Recovery And Resolution

Date 04/12/2019

The European Association of CCP Clearing Houses (EACH) welcomes the General Approach on CCP Recovery and Resolution reached by the Council of the EU on Wednesday 4th December 20191. The resumption of the work on this important file by the former Romanian Presidency of the Council of the EU and its continuation by the current Finnish Presidency has overall resulted in additional safeguards for financial stability and limited recourse to taxpayer money.

Remarks To The Greater Cincinnati Mutual Fund Association, Alison Staloch, Chief Accountant, SEC Division Of Investment Management, Cincinnati, OH, Dec. 3, 2019

Date 04/12/2019

Introduction

Good afternoon and thank you Brenda [Fleissner] and the Greater Cincinnati Mutual Fund Association for the kind introduction and for the invitation to join you today.

FTSE China Index Series Quarterly Review – Q4 2019

Date 04/12/2019

• Two additions to the FTSE China A50 Index in this review period
• Two additions to the FTSE China 50 Index

OCC's Transformation: Enhanced Efficiency And Agility, By Bill Raczyk, OCC Vice President, Process Innovation, December 4, 2019

Date 04/12/2019

In an age of ever-more-rapidly evolving technology, businesses need to engage in constant reinvention to remain relevant. OCC, the world's largest equity derivatives clearing organization, is no different.