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Hamdan bin Mohammed Attends The Opening Of The Inaugural Edition Of The Dubai AI & Web3 Festival
Date 11/09/2024
- Event aims to consolidate Dubai’s position as a global leader in harnessing transformational power of AI
- More than 6,800 business leaders are participating in the two-day festival
- Challenge X, a global platform to accelerate AI adoption, unveiled during the event
- First day of the event explores topics on ‘Enabling Digital Economies’
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Shanghai Stock Exchange Releases Guidelines To Enhance Pertinence And Effectiveness Of Bond Information Disclosure
Date 11/09/2024
On September 11, 2024, Shanghai Stock Exchange (SSE) issued the Guidelines for Review of Bond Issuance and Listing on Shanghai Stock Exchange No. 5—Simplified Information Disclosure (hereinafter referred to as the Guidelines), which came into force on the date of promulgation. The Guidelines is expected to further improve the pertinence and effectiveness of information disclosure, reduce the cost of disclosure for high-quality issuers, and improve financing efficiency.
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ASIC Warns Consumers Of Suspicious Investment Opportunities In Digital Gold Vaults
Date 11/09/2024
Key points
- ASIC is alerting consumers about suspicious investment opportunities in digital gold vaults by unlicensed financial services entities.
- Unlicensed entities are luring consumers with the promise of payment for recruitment and referral.
- They use online articles and social media posts and groups, such as Instagram and Facebook, to provide details about the opportunities, targeting the consumer’s network of family and friends.
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Shenzhen Stock Exchange Market Bulletin, September 6, 2024, Issue 28
Date 11/09/2024
Click here to download Shenzhen Stock Exchange's market bulletin, issue 28.
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Japan Securities And Exchange Surveillance Commission: Overview Of The Recommendation Case For Violation Of The Large-Volume Holding Reporting System And The Columns On The Large-Volume Holding Reporting System
Date 11/09/2024
1. The recommendation case for violation of the large-volume holding reporting system
Recommendation for Administrative Monetary Penalty Payment Order for Violation of Disclosure Requirements by Large-Volume Holders of Shares of MITSUBOSHI CO., LTD. (June 28, 2024) (PDF)-
ASX Announces New Chair As Damian Roche Retires
Date 11/09/2024
ASX announces today that David Clarke joins the ASX Limited Board as Non-Executive Director and Chair Elect, and will assume the role of Chair following the company’s Annual General Meeting (AGM) on 28 October 2024.
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New Zealand Financial Markets Authority Publishes Ethical Investing Disclosure Insights Update
Date 11/09/2024
The Financial Markets Authority (FMA) – Te Mana Tātai Hokohoko – has today published insights from its supervision of funds that claim to have ethical features. The insights are based off findings from reviewing disclosure documents, advertising, reporting on sustainability progress, and whether investments held by funds align with their sector exclusion policies.
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Dissenting Statement Of CFTC Commissioner Caroline D. Pham On Request For Authority To Appeal From Court Order In Kalshi Matter
Date 10/09/2024
Commodity Futures Trading Commission (CFTC) Commissioner Caroline D. Pham issued the following statement on the Commission’s vote on Monday to authorize the CFTC to appeal the September 6, 2024 order by the U.S. District Court for the District of Columbia regarding KalshiEX LLC:
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SEC Charges John Deere With FCPA Violations For Subsidiary’s Role In Thai Bribery Scheme - Company Falsely Recorded Payments As Legitimate Expenses
Date 10/09/2024
The Securities and Exchange Commission today announced that Deere & Company, which does business as John Deere, agreed to pay nearly $10 million to resolve SEC charges that it violated the Foreign Corrupt Practices Act (FCPA) arising out of bribes paid by its wholly owned subsidiary, Wirtgen Thailand. The company is an Illinois-based global manufacturer of agricultural machinery and heavy equipment.
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Not So Fast: Statement On In the Matter Of Keurig Dr Pepper Inc., SEC Commissioner Hester M. Peirce, Sept. 10, 2024
Date 10/09/2024
Is a car company’s claim—proven by company speed tests—that its top-of-the-line sports car can go from 0-60 MPH in 2.9 seconds misleading if the company knows that its more conservative drivers do not press the pedal to the metal? The Commission’s settlement with Keurig Dr Pepper Inc. (“Keurig”) would suggest that it is. The Commission’s Order finds that Keurig violated Exchange Act Section 13(a) and its accompanying Rule 13a-1, which require issuers to file complete and accurate annual reports, for making an analogous claim.[1] The disclosure standard embodied in this settlement may have the positive effect of dissuading companies from talking about immaterial items in their SEC filings, but it also will expose companies to endless second-guessing by the Commission unless they pad any statements they do make with a mountain of caveats. Accordingly, I dissent.
