News Centre

SEC Charges Bloomberg Tradebook For Order Routing Misrepresentations

Date 06/05/2020

The Securities and Exchange Commission today filed settled charges against registered broker-dealer Bloomberg Tradebook LLC for making material misrepresentations and omitting material facts about how the firm handled certain customer trade orders.

CME Group Inc. Announces Preliminary Results From Its 2020 Annual Meeting Of Shareholders

Date 06/05/2020

CME Group Inc. (NASDAQ: CME) today announced the preliminary shareholder voting results from its 2020 annual meeting. 

At the meeting, shareholders:

• elected Terrence A. Duffy, Timothy S. Bitsberger, Charles P. Carey, Dennis H. Chookaszian, Bryan T. Durkin, Ana Dutra, Martin J. Gepsman, Larry G. Gerdes, Daniel R. Glickman, Daniel G. Kaye, Phyllis M. Lockett, Deborah J. Lucas, Terry L. Savage, Rahael Seifu, William R. Shepard, Howard J. Siegel and Dennis A. Suskind, each for a one-year term expiring in 2021;
• ratified the appointment of Ernst & Young LLP as the company's independent registered public accounting firm for 2020; and
• approved, on an advisory basis, the compensation of named executive officers.

IMF Executive Board Approves A US$491.5 Million Disbursement To Uganda To Address The COVID-19 Pandemic

Date 06/05/2020

• The Ugandan economy is severely affected by the COVID-19 pandemic.
• To address the urgent balance-of-payments and fiscal needs, the IMF approved US$491.5 million emergency assistance for Uganda under the Rapid Credit Facility.
• The authorities have timely scaled up health spending and put in place bold measures to help contain and mitigate the spread of the disease, as well as to cushion the impact on the most vulnerable and the private sector.

CFTC Swaps Report Update

Date 06/05/2020

CFTC's Weekly Swaps Report has been updated, and is now available.

IMF Executive Board Approves A US$189.5 Million RCF Disbursement To Tajikistan To Address The COVID-19 Pandemic

Date 06/05/2020

• The IMF Executive Board approved a disbursement of US$189.5 million for budget support to help Tajikistan meet urgent balance of payments and fiscal needs stemming from the COVID-19 pandemic.
• The pandemic is having a significant human and economic impact on Tajikistan’s economy.
• To preserve macroeconomic stability, the authorities are taking steps to increase health spending, strengthen social protection for vulnerable groups, and support businesses during the shock.

Statement At Open Meeting Considering Commission Order Addressing Equity Market Data Plans, SEC Commissioner Elad L. Roisman, May 6, 2020

Date 06/05/2020

Good afternoon.  Today the Commission takes the next step in our effort to improve the equity market structure regulatory regime.  I am happy to vote to adopt the staff’s recommendation to modernize the governance framework of the equity market data plans.

New York State Department of Financial Services Grants Virtual Currency And Money Transmitter Licenses To Eris Clearing, LLC

Date 06/05/2020

Superintendent of Financial Services Linda A. Lacewell today announced that the New York State Department of Financial Services (DFS) has approved the application of Eris Clearing, LLC, the clearing entity in the ErisX family of companies, for virtual currency and money transmitter licenses. 

COVID-19 Related Exemptions From IIROC Rules – Applications Received And Exemptions Granted To April 30, 2020

Date 06/05/2020

As announced in IIROC Notice 20-0063, COVID-19 Related Exemptions from IIROC Rules, the IIROC Board of Directors approved the offering of exemptive relief in a number of areas relating to hardships Dealer Members are experiencing in complying with related IIROC Dealer Member Rules (DMRs) because of the COVID-19 pandemic. IIROC’s objective, in doing so, was to provide firms, where necessary, flexibility to service their clients with mitigating controls or processes to maintain investor protection in this challenging operational environment.

SEC Directs Equity Exchanges And Financial Industry Regulatory Authority To Improve Governance Of Market Data Plans

Date 06/05/2020

The Securities and Exchange Commission today issued an order directing the equity exchanges and the Financial Industry Regulatory Authority (FINRA) (the participants) to submit a new National Market System plan (NMS plan) with a modernized governance structure for the production of public consolidated equity market data and the dissemination of trade and quote data from trading venues.

ICE Benchmark Administration Publishes Fourth Update Regarding The U.S. Dollar ICE Bank Yield Index

Date 06/05/2020

Intercontinental Exchange, Inc. (NYSE:ICE), a leading operator of global exchanges and clearing houses and provider of data and listings services, today announced that ICE Benchmark Administration Limited (IBA) has published its fourth update regarding the U.S. Dollar ICE Bank Yield Index.