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News Centre
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Enforcement Co-Director Steven Peikin To Depart - SEC Actions Resulted In Return Of Over $3 Billion To Harmed Investors During Peikin’s Three-Year Term
Date 05/08/2020
The Securities and Exchange Commission today announced that Division of Enforcement Co-Director Steven Peikin will leave the agency on Aug. 14, 2020.
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CFTC Swaps Report Update
Date 05/08/2020
CFTC's Weekly Swaps Report has been updated, and is now available.
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Statement On Proposal To Improve Information Available To Fund Investors, SEC Commissioner Elad L. Roisman, Aug. 5, 2020
Date 05/08/2020
Thank you to Director [Dalia] Blass and her excellent team in the Division of Investment Management for your several years of work developing today’s proposal to improve the information available to fund investors. Thanks also to the team in our Division of Economic and Risk Analysis, who worked hard to evaluate the costs and benefits of the many variables in this proposal, as well as all of the other SEC staff, past and present, who worked on this project.
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Ontario Securities Commission Publishes New Resource For Virtual Hearings - Guide To Virtual Hearings Before The OSC Tribunal
Date 05/08/2020
The Ontario Securities Commission today published its “Guide to Virtual Hearings Before the OSC Tribunal.” The Guide is intended to assist parties to proceedings and others who are participating in teleconference and videoconference hearings before the Tribunal.
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Statement On Publication On The Commission’s Website Of Procedures For Nominating Candidates For Appointment To The Investor Advisory Committee, SEC Commissioner Elad L. Roisman, Aug. 5, 2020
Date 05/08/2020
Good morning, and thank you to everyone joining us today. I am pleased to have the opportunity to voice my support for this recommendation to update the nomination process for one of the SEC’s statutorily required advisory committees: The Investor Advisory Committee, or “IAC.”
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CalPERS Chief Investment Officer Yu (Ben) Meng Resigns
Date 05/08/2020
CalPERS announced today that Chief Investment Officer Yu (Ben) Meng is resigning, effective August 5.
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SEC Provides Transparency To The Process Of Nominating Candidates To The Investor Advisory Committee
Date 05/08/2020
The Securities and Exchange Commission today published procedures setting forth a staff-led process to nominate candidates for appointment to the Investor Advisory Committee. Candidates for vacancies on the Committee will be identified by a nominating committee composed of staff from across the SEC’s divisions and offices. The nominating committee will initially be chaired by Robert Marchman, Senior Policy Advisor for Diversity and Inclusion.
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Nadex Product Schedule For The Japan Holiday On August 10, 2020
Date 05/08/2020
Due to the Japan holiday on Monday, August 10, 2020, the Japan 225 contracts will have a modified trading schedule.
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Statement At Open Meeting On Publication Of Procedures For Nominating Candidates For Appointment To The Investor Advisory Committee, SEC Commissioner Hester M. Peirce, Aug. 5, 2020
Date 05/08/2020
I support publishing on our website the procedures governing the nomination of candidates for appointment to the Investor Advisory Committee (IAC) and the functional categories for all of our advisory committees. This item is the type of organizational matter that our agency engages in regularly, so I will keep my remarks brief.
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Borsa Italiana Monthly Update - July 2020
Date 05/08/2020
Click here to download Borsa Italiana's monthly update.
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