News Centre

New Zealand Financial Markets Authority: Supreme Court Rejects Sentence Appeal By PTT’s Steven Robertson

Date 11/05/2021

The Financial Markets Authority - Te Mana Tātai Hokohoko (FMA) has welcomed the Supreme Court’s decision to dismiss a sentence appeal by Steven Robertson of PTT Limited, bringing the matter to a close.

Shanghai Gold Exchange Data Highlights (Volume & Amount) April 2021

Date 11/05/2021

The monthly report of data highlights (April, 2021) is now available online.

Nadex Amends Minimum Initial Deposit Bonus Program

Date 10/05/2021

Pursuant to Section 5c(c)(1) of the Commodity Exchange Act, as amended (“Act”), and section §40.6(a) of the regulations promulgated by the Commodity Futures Trading Commission (the “Commission”) under the Act (the “Regulations”), North American Derivatives Exchange, Inc. (“Nadex”, the “Exchange”) submitted to the Commission on May 10, 2021 its intent to amend its Minimum Initial Deposit Bonus Program to increase the requirement minimum deposit amount from $250 to $1,000.

ISDA Annual General Meeting, May 10, 2021, Opening Remarks, Scott O’Malia, Chief Executive Officer ISDA

Date 10/05/2021

Hello everyone, and welcome to ISDA’s 35th Annual General Meeting (AGM). It’s great to be able to host this flagship event again after a one-year hiatus, even though we can only meet remotely.

Nadex Amends Holiday Schedule Product Guidelines

Date 10/05/2021

Pursuant to Section 5c(c)(1) of the Commodity Exchange Act, as amended (“Act”), and section §40.6(a) of the regulations promulgated by the Commodity Futures Trading Commission (the “Commission”) under the Act (the “Regulations”), North American Derivatives Exchange, Inc. (“Nadex”, the “Exchange”) submitted to the Commission on May 10, 2021 its intent to amend its Holiday Schedule Product Guidelines to indicate that no event contracts will be listed in any week during which the Source Agency would release the expiration value on a Friday if the Exchange is closed on that day. 

SEC Awards $22 Million To Two Whistleblowers

Date 10/05/2021

The Securities and Exchange Commission today announced awards totaling approximately $22 million to two whistleblowers whose information and assistance were of crucial importance to successful SEC enforcement actions brought against a financial services firm. 

CFTC Commissioner Quintenz To Participate On A Panel At ISDA’s 35th AGM

Date 10/05/2021

U.S. Department Of The Treasury Launches Coronavirus State And Local Fiscal Recovery Funds To Deliver $350 Billion - Aid To State, Local, Territorial, And Tribal Governments Will Help Bring Back Jobs, Address Pandemic’s Economic Fallout, And Lay The Foundation For A Strong, Equitable Recovery

Date 10/05/2021

Today, the U.S. Department of the Treasury announced the launch of the Coronavirus State and Local Fiscal Recovery Funds, established by the American Rescue Plan Act of 2021, to provide $350 billion in emergency funding for state, local, territorial, and Tribal governments.  Treasury also released details on the ways funds can be used to respond to acute pandemic-response needs, fill revenue shortfalls among state and local governments, and support the communities and populations hardest-hit by the COVID-19 crisis. Eligible state, territorial, metropolitan city, county, and Tribal governments will be able to access funding directly from the Treasury Department in the coming days to assist communities as they recover from the pandemic.  

Change To The Market For Underlying Security Used For Openings On MIAX Options, MIAX Pearl Options And MIAX Emerald Options For Symbol HON Effective May 11, 2021

Date 10/05/2021

Honeywell International, Inc. (“HON”) will transfer primary listing from the New York Stock Exchange to the Nasdaq Global Market (“NASDAQ”) effective Tuesday, May 11, 2021. 

Eastern Caribbean Securities Regulatory Commission Confirms New Qualifications Regime With CISI To Enhance Professionalism

Date 10/05/2021

The Eastern Caribbean Securities Regulatory Commission (ECSRC) and the Chartered Institute for Securities & Investment (CISI) have confirmed a new programme of qualifications aimed to enhance and promote professionalism and professional standards in the Eastern Caribbean Securities Market which operates across eight Eastern Caribbean countries.