FTSE Mondo Visione Exchanges Index:
News Centre
.jpg)
-
Full Federal Court Dismisses ANZ Appeal Against ASIC Case
Date 02/10/2024
The Full Federal Court has today dismissed an appeal by Australia and New Zealand Banking Group Limited (ANZ) against a judgment that it breached continuous disclosure laws when undertaking a $2.5 billion institutional share placement in 2015.
-
New Zealand Financial Markets Authority Files Civil Proceedings Against QEX Logistics Limited And Its Director, Jingjie Xue
Date 02/10/2024
The Financial Markets Authority (FMA) – Te Mana Tātai Hokohoko – has filed civil proceedings against QEX Logistics Ltd (QEX) and its sole director, Jingjie Xue, for failing to comply with financial reporting requirements under the Financial Markets Conduct Act 2013 (FMC Act).
-
CFTC Charges Florida Man With $600,000 Options Fraud - CFTC Seeks Disgorgement From Relief Defendants - Michael Frederick Staryk Was Already Subject To A CFTC Order For Fraud
Date 01/10/2024
The Commodity Futures Trading Commission today announced it filed a civil enforcement action in the U.S. District Court for the District of Connecticut charging fraud against Michael Frederick Staryk of Florida.
-
US Office Of The Comptroller Of The Currency Releases Bank Supervision Operating Plan For Fiscal Year 2025
Date 01/10/2024
The Office of the Comptroller of the Currency (OCC) today released its bank supervision operating plan for fiscal year (FY) 2025.
-
CFTC Commissioner Pham To Speak At Blockworks Permissionless III (Virtual)
Date 01/10/2024
WHAT:
Commissioner Caroline D. Pham will speak virtually on a fireside chat titled “Pushing Crypto Forward in the US” at Permissionless III, presented by Blockworks and BANKLESS.
WHEN:
Friday, October 11, 2024
11:50 a.m. (MT)
1:50 p.m. (ET)WHERE:
Salt Palace Convention Center
90 South West Temple
Salt Lake City, UT 84101Additional Information: Permissionless III
-
CFTC Orders Taiwanese Firm To Pay $200,000 For Wash Sales
Date 01/10/2024
The Commodity Futures Trading Commission today issued an order filing and settling charges against Taishin Securities Co., Ltd., a Taiwanese financial services company, for engaging in wash sales and non-competitive transactions on the Chicago Mercantile Exchange.
-
CFTC Commissioner Pham To Speak At Northwind 2024 Disruptive Technologies Invitational Forum
Date 01/10/2024
WHAT:
Commissioner Caroline D. Pham will speak on a keynote fireside chat at the Northwind Professional Institute’s 2024 Disruptive Technologies Invitational Forum.
WHEN:
Wednesday, October 9, 2024
7:00 p.m. (ET)WHERE:
1 Langdon Dr.
Cambridge, ON
N3H 4R8
Canada -
ETFGI Reports There Were 62 New Product Launches And 7 Product Closures In The Global ETFs Industry During The Week Of Sept 23rd
Date 01/10/2024
ETFGI, a prominent independent research and consultancy firm specializing in providing subscription research on trends in the global ETFs industry, reports there were 62 new product launches and 7 product closures in the global ETFs industry during the week of Sept 23rd, resulting in a net increase of 55 new products.
-
US Office Of The Comptroller Of The Currency Releases CRA Evaluations For 21 National Banks And Federal Savings Associations
Date 01/10/2024
The Office of the Comptroller of the Currency (OCC) today released a list of Community Reinvestment Act (CRA) performance evaluations that became public during the period of September 1, 2024, through September 30, 2024. The list contains only national banks, federal savings associations, and insured federal branches of foreign banks that have received ratings. The possible ratings are outstanding, satisfactory, needs to improve, and substantial noncompliance.
-
Dissenting Statement Of CFTC Commissioner Caroline D. Pham On SEF Enforcement Actions
Date 01/10/2024
U.S. Commodity Futures Trading Commission (CFTC) Commissioner Caroline D. Pham issued the following dissenting statement on the CFTC’s recent enforcement actions regarding Tradition SEF LLC, GFI Swaps Exchange, LLC and BGC Derivative Markets, L.P.:
