News Centre

ASIC Publishes Corporate Plan 2021-25

Date 26/08/2021

ASIC’s Corporate Plan 2021-25 outlines our priorities over the next four years to achieve a fair, strong and efficient financial system for all Australians.

Opening Remarks By Tan Boon Gin, CEO of SGX RegCo, At The Launch Of Public Consultations On Mandating Of Climate Reporting And Introducing Board Diversity Disclosures

Date 26/08/2021

Good morning everyone.

1.I am sure all of you are closely tracking the developments on the sustainability front globally given its importance.

Office Of The Comptroller Of The Currency Issues Fourth Quarter 2021 And First Quarter 2022 CRA Evaluation Schedule

Date 25/08/2021

The Office of the Comptroller of the Currency (OCC) today released its schedule of Community Reinvestment Act (CRA) evaluations to be conducted in the fourth quarter 2021 and first quarter 2022.

SEC Chair Gensler Announces Addition Of Barbara Roper To Senior Staff

Date 25/08/2021

The Securities and Exchange Commission today announced the appointment of Barbara Roper as Senior Advisor to the Chair. Ms. Roper's focus will be on issues relating to retail investor protection, including matters relating to policy, broker-dealer oversight, investment adviser oversight, and examinations. She is currently the Director of Investor Protection for the Consumer Federation of America (CFA).

Canadian Securities Administrators To Host Roundtable On ESG-Related Regulatory Issues In Asset Management

Date 25/08/2021

The Canadian Securities Administrators (CSA) today announced that it will host a virtual roundtable on environmental, social and governance (ESG) related regulatory issues in asset management on Monday, September 27, 2021 from 1:00 p.m. – 3:00 p.m. ET.

Moscow Exchange: Risk Parameters Change For The Security WDC-RM

Date 25/08/2021

As per the Securities market risk parameters methodology, on 25.08.2021, 21-15 (MSK) the upper bound of the price band (up to 5094) and initial margins (up to 23.75 %) for the security WDC-RM were changed. New values are available here

CFTC’s Energy And Environmental Markets Advisory Committee To Meet September 15

Date 25/08/2021

CFTC Commissioner Dan M. Berkovitz, the sponsor of the Energy and Environmental Markets Advisory Committee (EEMAC), today announced that the EEMAC will hold a public meeting on Wednesday, September 15, 2021. The meeting will begin at 9:00 a.m. (EDT) and be held via videoconference in accordance with the agency’s implementation of social distancing due to the COVID-19 (coronavirus) pandemic.

Nadex Product Schedule For The UK Holiday On August 30, 2021

Date 25/08/2021

Due to the UK holiday on Monday, August 30, 2021, the FTSE 100 contracts will have a modified trading schedule.

Capital Requirements Of Swedish Banks As Of Q2 2021

Date 25/08/2021

Finansinspektionen publishes the capital requirements of the largest Swedish banks and credit institutions that belong to supervisory categories 1 and 2 as of the end of Q2 2021.

SEC Charges Former CEO Of Technology Company With $80 Million Fraud

Date 25/08/2021

The Securities and Exchange Commission today charged Manish Lachwani, the former CEO of HeadSpin Inc., a Silicon Valley-based private technology company, with defrauding investors out of $80 million by falsely claiming that the company had achieved strong and consistent growth in acquiring customers and generating revenue.