News Centre

NYSE Member Firms Report First Quarter Results

Date 07/07/2021

New York Stock Exchange member firms that conduct business with the public reported a first-quarter 2021 after-tax profit of approximately $11.7 billion and revenues of approximately $62 billion, compared with approximately $9.4 billion after-tax profit on revenues of about $59.6 billion in the first-quarter of 2020.

Exec Director Markets Development & Clearing To leave NZX

Date 06/07/2021

NZX today announced that Executive Director, Markets Development & Clearing, Benjamin Phillips, has resigned and will leave the company on 31 July 2021.

Cboe Global Markets Reports June 2021 Trading Volume

Date 06/07/2021

Cboe Global Markets, Inc. (Cboe: CBOE), a leading provider of global market infrastructure and tradable products, today reported June monthly trading volume statistics across its global business lines, and provided guidance for selected revenue per contract/net revenue capture metrics for the second quarter of 2021.

ISDA Recommends Aligning Clearing And Trading Obligations

Date 06/07/2021

On July 6, ISDA published a briefing paper outlining its support for alignment of the clearing obligation under the European Market Infrastructure Regulation and the derivatives trading obligation under the Markets in Financial Instruments Regulation. ISDA recommends that alignment be based on transaction and counterparty terms, with a view to enhancing legal certainty for market participants.

Adequacy Of Supervision A Key Theme In IIROC's 2020-21 Enforcement Report

Date 06/07/2021

The Investment Industry Regulatory Organization of Canada (IIROC) released its annual Enforcement Report today, which highlights several significant cases relating to the adequacy of supervision, internal controls, and compliance of IIROC-regulated firms. These cases demonstrate IIROC's continued commitment to protecting investors by addressing wrongdoing in a fair, effective, and timely manner.

Canadian Securities Regulators Release Interim Progress Report On The CSA 2019-2022 Business Plan

Date 06/07/2021

The Canadian Securities Administrators (CSA) today released its second interim report summarizing progress on initiatives published in its CSA 2019-2022 Business Plan, highlighting notable accomplishments outside of the current Business Plan, and outlining upcoming priority policy work for the next year.

TMX Group Consolidated Trading Statistics – June 2021

Date 06/07/2021

TMX Group Limited today announced June 2021 trading statistics for its marketplaces – Toronto Stock Exchange, TSX Venture Exchange, TSX Alpha Exchange and Montréal Exchange.

Remarks By Commissioner McGuinness At The Press Conference On The New Sustainable Finance Strategy And A European Green Bond Standard

Date 06/07/2021

Thank you Valdis, and good afternoon everyone.

I'm going to make a statement which is absolutely true and I think we need to take it on board: that climate change is a risk to financial stability. And the work we are doing today is to make sure that we address this fact.

Finansinspektionen Investigates IT Incident At Klarna

Date 06/07/2021

FI will investigate whether Klarna violated its duty of confidentiality in conjunction with an IT incident in May when the bank’s customers were able for a limited time to access information about one another. This matter will be added to the investigation that FI has already opened into Klarna’s work with information and cyber security.

Moscow Exchange: Risk Parameters On Securities Market

Date 06/07/2021

CCP NCC will set the following risk parameters on Securities market starting from July 7, 2021: