FTSE Mondo Visione Exchanges Index:
News Centre
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ISDA: SEC SBS Transaction Reporting Party Requirements
Date 05/11/2021
The Security-Based Swap (SBS) Transaction Reporting Party Requirements Suggested Operational Practices (SOP) establishes the hierarchy and tie-breaker logic to determine a single reporting counterparty for SEC security-based swap reporting (SBSR). The document leverages the existing reporting party standards published by ISDA for CFTC and Canada, therefore allowing reporting entities to reuse aspects of their existing builds and to accommodate multi-jurisdictional reporting by a single reporting entity.
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Statement On PCAOB Rule 6100 To Fulfill Obligations Under The HFCAA, SEC Chair Gary Gensler, Nov. 5, 2021
Date 05/11/2021
On Thursday, the Securities and Exchange Commission unanimously approved a rule adopted by the Public Company Accounting Oversight Board (PCAOB) to fulfill its obligations under the Holding Foreign Companies Accountable Act of 2020 (HFCAA).
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CFTC Commitments Of Traders Reports Update
Date 05/11/2021
The current reports for the week of November 02, 2021 are now available.
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Moscow Exchange: Risk Parameters Change For The Security BKNG-RM
Date 05/11/2021
As per the Securities market risk parameters methodology, on 05.11.2021, 22-36 (MSK) the upper bound of the price band (up to 200110) and initial margins (up to 22.5 %) for the security BKNG-RM were changed. New values are available here
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SEC Approves PCAOB Rule To Establish A Framework For Determinations Under The Holding Foreign Companies Accountable Act
Date 05/11/2021
The Securities and Exchange Commission today announced that it has approved the Public Company Accounting Oversight Board’s (PCAOB) Rule 6100, Board Determinations Under the Holding Foreign Companies Accountable Act. Rule 6100 will establish a framework for the PCAOB’s determinations under the Holding Foreign Companies Accountable Act (HFCAA) that the PCAOB is unable to inspect or investigate completely registered public accounting firms located in a foreign jurisdiction because of a position taken by an authority in that jurisdiction.
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Nicole Creola Kelly Named Chief Of SEC Whistleblower Office
Date 05/11/2021
The Securities and Exchange Commission today announced the appointment of Nicole Creola Kelly as Chief of the SEC’s Office of the Whistleblower.
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Moscow Exchange Launches Trading In Cian ADS
Date 05/11/2021
On 5 November 2021, Сian PLC started trading its American Depositary Shares (ADSs) on Moscow Exchange under the ticker CIAN.
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TMX Group Equity Financing Statistics – October 2021
Date 05/11/2021
TMX Group today announced its financing activity on Toronto Stock Exchange and TSX Venture Exchange for October 2021.
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SEC Wins Jury Trial Against Hedge Fund Adviser Who Ran Manipulative Short Scheme
Date 05/11/2021
Jurors in Boston federal court today returned a verdict in the Securities Exchange Commission’s favor against a hedge fund adviser and his investment advisory firm.
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Moscow Exchange: Risk Parameters Change For The Security AMZN-RM
Date 05/11/2021
As per the Securities market risk parameters methodology, on 05.11.2021, 19-22 (MSK) the upper bound of the price band (up to 270972) and initial margins (up to 21.25 %) for the security AMZN-RM were changed. New values are available here
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