News Centre

New Commissioners Appointed To The British Columbia Securities Commission

Date 10/12/2021

Two new commissioners – Karen Keilty and Jason Milne – have been appointed to the board of the British Columbia Securities Commission (BCSC).

SEC Charges Three Canadian Citizens In Fraudulent Penny Stock Scheme

Date 10/12/2021

The Securities and Exchange Commission today announced it charged three Canadian citizens with carrying out a fraudulent scheme involving penny stocks which generated tens of millions of dollars in proceeds but left investors with nearly worthless shares of various public companies.

Risk Parameters Change For The Securities F-RM And PINS-RM

Date 10/12/2021

Please follow the links below to access the information:

Risk parameters change for the security F-RM
Risk parameters change for the security PINS-RM

CFTC Charges Puerto Rico Resident And His Firm For Misappropriation Of Nonpublic Information And Fictitious Trading

Date 10/12/2021

The Commodity Futures Trading Commission announced today that it has filed a civil enforcement action in the U.S. District Court for the Southern District of Texas against Peter Miller, a resident of San Juan, Puerto Rico, and his firm Omerta Capital LLC. 

Statement On Jury’s Verdict In Trial of Gregory Grenda And The Grenda Group - Gurbir Grewal, SEC, Director, Division Of Enforcement

Date 10/12/2021

“We are pleased with today’s jury verdict holding investment advisers Gregory Grenda and the Grenda Group, LLC, liable for securities fraud. Investment advisers have a duty to disclose all material information to their clients and today’s verdict makes clear that Gregory Grenda and the Grenda Group did not meet this duty. Instead, they committed securities fraud by failing to tell their clients that the Commission had barred Grenda’s father, Walter Grenda, from associating with an investment adviser because of his fraudulent conduct at a predecessor firm. Rather than share this important fact with its clients so it could inform their investing decisions, Gregory Grenda and the Grenda Group kept it from them. Today’s verdict underscores that the Commission will take all steps necessary to enforce its orders and protect investors.”

The Finnish Foundation For Share Promotion And Financial Inclusion Europe Join BETTER FINANCE

Date 10/12/2021

BETTER FINANCE is pleased to announce the affiliation of two new associate member organisations. The Finnish Foundation for Share Promotion (Pörssisäätiö), based in Helsinki, and Financial Inclusion Europe (FiInE), based in Brussels, are the latest organisations to join BETTER FINANCE’s ranks, bringing the total number of member organisations to 39, of which 29 are based in  EU and EEA Member States.

Moscow Exchange: Risk Parameters Changes For The Security COST-RM

Date 10/12/2021

As per the Securities market risk parameters methodology, on 10.12.2021, 19-46 (MSK) the upper bound of the price band (up to 42651) and initial margins (up to 16.25 %) for the security COST-RM were changed. New values are available here

Nigerian Exchange Weekly Market Report For December 10th, 2021

Date 10/12/2021

A total turnover of 2.630 billion shares worth N26.900 billion in 20,848 deals were traded this week by investors on the floor of the Exchange, in contrast to a total of 1.278 billion shares valued at N17.340 billion that exchanged hands last week in 21,052 deals.

Deutsche Börse Group: Business Indicators For November 2021

Date 10/12/2021

Please find attached a summary of Deutsche Börse Group's business indicators for November 2021.

Nasdaq Announces Semi-Annual Changes To The OMX Copenhagen 25 Index

Date 10/12/2021

Nasdaq (Nasdaq: NDAQ) announced today the results of the semi-annual review of the OMX Copenhagen 25 Index (Nasdaq Copenhagen: OMXC25) which will become effective at market open on Monday, December 20, 2021.