News Centre

Joint Statement On The EU – U.S. Joint Financial Regulatory Forum

Date 20/07/2022

EU and U.S. participants in the EU – U.S. Joint Financial Regulatory Forum (“the Forum”) met on July 13-14, 2022, to exchange views on topics of mutual interest as part of their regular financial regulatory dialogue.

ESMA Proposes Key Risk Indicators For Retail Investors

Date 20/07/2022

The European Securities and Markets Authority (ESMA), the EU’s securities markets regulator, today publishes an article  on the development of key retail risk indicators (RRIs) for the EU single market. 

Moscow Exchange: On Restriction Of Settlement Codes For Nasdaq, Inc. (NDAQ-RM) Shares From 21 July 2022

Date 20/07/2022

The following settlement codes shall apply to orders in shares of international issuer Nasdaq, Inc. (ticker NDAQ-RM; ISIN Us6311031081) as set out in the Moscow Exchange Trading Rules for the Equity & Bond, Deposit and Credit Markets and in connection with the forthcoming share split:

New Tides − Speech By Nathanaël Benjamin, Bank Of England Executive Director, Authorisations, Regulatory Technology, And International Supervision, Given At UK Finance

Date 20/07/2022

Investment banks have operated in easy economic conditions over the last decade. But now they face challenges, such as climate change and new technology. Nat Benjamin says these banks must act now to prepare for those risks.

FT Launches Cryptofinance Hub And Newsletter, Offering Critical Intelligence On The Digital Asset Industry

Date 20/07/2022

The Financial Times has launched a new digital hub and weekly newsletter called Cryptofinance.

Imprendiroma S.p.A. Lists On Euronext Growth Milan

Date 20/07/2022

• 13th listing of 2022 on Euronext Growth Milan

• Imprendiroma S.p.A. brings the total number of companies listed on Euronext Growth Milan to 183

• Total placement volume of the offering equal to €6 million

LME: Independent Nickel Market Trading Review - Market Engagement

Date 20/07/2022

Following the notification to the market of the LME and LME Clear’s (together the “LME Group”) decision to commission Oliver Wyman to undertake an Independent Review into events in the Nickel market leading up to the Nickel market suspension (LME Notice 22/168 and LME Clear Circular 22-040 dated 23 June 2022), this Notice provides further detail on the market engagement exercise.

UK Financial Conduct Authority Financial Penalties Surge By 65%, According To Annual Report

Date 20/07/2022

The Financial Conduct Authority (FCA) imposed financial penalties totalling more than £313m in the last financial year - up by 65 per cent when compared to the £189.8m worth of fines issued across the 2020/21 financial year.

Speakerbus Announces Acquisition Of iMarket's Trader Voice Business

Date 20/07/2022

Speakerbus, a leading provider of real-time digital communications for the financial markets, has announced the acquisition of iMarket, a leading provider of trader voice communications services.

Inca Digital Names Anita Nikolich And Brian Quintenz To Senior Regulatory Affairs And National Security Positions

Date 20/07/2022

Inca Digital, a digital asset intelligence company that provides data, analytics and expertise to many of the world's leading exchanges, financial institutions, regulators and government agencies, today announced that Anita Nikolich has joined the firm as Lead Research Advisor, and Brian Quintenz has joined Inca Digital’s Advisory Board. In these positions they will help design and deploy Inca’s industry-leading data analytics and services to the world's leading exchanges, financial institutions, regulators and government agencies, focusing on the regulatory affairs and national security implications of digital assets.