News Centre

ETFGI Reports That Assets Of US$8.17 Billion Invested In ETFs And ETPs Listed In US At The End Of February 2023

Date 21/03/2023

ETFGI, a leading independent research and consultancy firm covering trends in the global ETFs ecosystem, reported today that the ETFs industry in the United States gathered net inflows of US$8.17 billion during February, bringing year-to-date net inflows to US$47.69 billion. During the month, assets invested in ETFs industry in the United States decreased by 1.9%, from US$6.88 trillion at the end of January to US$6.75 trillion in February 2023, according to ETFGI's February 2023 US ETFs and ETPs industry landscape insights report, the monthly report which is part of an annual paid-for research subscription service. (All dollar values in USD unless otherwise noted.)

Statement Of CFTC Commissioner Kristin N. Johnson Regarding The CFTC’s Notice And Order Imposing A Statutory Disqualification Against Allianz Global Investors US LLC

Date 21/03/2023

The Commodity Futures Trading Commission (CFTC) today issued a Notice of Intent to Revoke the Registrations of Allianz Global Investors US LLC (AGI US) and simultaneously issued an Opinion and Order accepting AGI US’s offer of settlement. In the settlement, the Commission revokes AGI US’s registration as a commodity trading advisor and a commodity pool operator.

Ontario Securities Commission Releases Its 2023 Annual Service Commitment Review

Date 21/03/2023

The Ontario Securities Commission (OSC) today published its 2023 Annual Service Commitment Review which provides investors, registrants and market participants with transparency on the standards and timelines they can expect when interacting with the OSC.

CFTC Orders Puerto Rico Commodity Pool Operator To Pay $150,000 For Supervision And Reporting Violations

Date 21/03/2023

The Commodity Futures Trading Commission today issued an order simultaneously filing and settling charges against DARMA, LLC, a registered commodity pool operator and commodity trading advisor located in Puerto Rico, for violating CFTC regulations for supervision and reporting.

BIS: The Two-Regime View Of Inflation

Date 21/03/2023

Focus

The global surge of inflation that started in 2021 took most observers by surprise. While unforeseen shocks played a key role, the surprise also highlighted limitations of the analytical frameworks typically used to understand and forecast inflation.

Cboe Global Markets Announces Date Of First-Quarter 2023 Earnings Release And Conference Call

Date 21/03/2023

Cboe Global Markets, Inc. (Cboe: CBOE), a leading provider of global market infrastructure and tradable products, will announce its financial results for the first quarter of 2023 before the market opens on Friday, May 5, 2023. A conference call with remarks by the company's senior management will begin at 7:30 a.m. CT (8:30 a.m. ET).

NGX, Partners Further Advocate Financial Literacy For Young Nigerians

Date 21/03/2023

Nigerian Exchange Limited (NGX) continues to build on its advocacy of inculcating a culture of saving and investing in young Nigerians as it celebrates the 2023 edition of Global Money Week (GMW).

CFTC Revokes Registrations Of Allianz Global Investors US LLC

Date 21/03/2023

The Commodity Futures Trading Commission today announced it has filed a Notice of Intent to Revoke the Registrations of Allianz Global Investors US LLC (AGI US), a Delaware limited liability company. The CFTC simultaneously issued an Opinion and Order accepting the settlement offer from AGI US and settling the action. The order revokes AGI US’s registrations with the CFTC as a commodity trading advisor and commodity pool operator. 

The New Simplified Advice Regime And The Advice / Guidance Boundary Review, Speech By Therese Chambers, UK Financial Conduct Authority Director Of Consumer Investments, Delivered At The TISA Financial Advice And Guidance Conference In London

Date 21/03/2023

Highlights

• The FCA wants to ensure we have a healthy and successful consumer investment sector in which firms can thrive and consumers can make informed choices about financial products and services.
• We are committed to a regulatory approach that supports streamlined advice models. Following the closure of our consultation on our core investment advice regime (CP22/24), we are considering the best way to take forward any simplified advice regime as well as the timeline for doing so.
• We, alongside the Treasury, are keen to ensure that the advice guidance boundary review is genuinely holistic. It is imperative we get the review right – something that will inevitably take time.

DFM Company Shareholders Approve 2022 Financial Statements

Date 21/03/2023

• Ratification of the Board’s recommendation to distribute cash dividend of AED 134.7 million
• The Company adopts a new policy to distribute no less than 50% of its annual net profit as dividends 
• The shareholders elect Company’s new Board of Directors for a 3-year term