News Centre

ASIC Welcomes The Establishment Of An ASX Advisory Group And The Appointment Of Alan Cameron AO As Independent Chair

Date 03/08/2023

ASIC Chair Joe Longo has welcomed the establishment of a new Advisory Group to advise ASX Clear and ASX Settlement on strategic clearing and settlement issues. Importantly, this includes input into the governance of the ASX CHESS replacement project.

Coinbase To Participate In The Oppenheimer 26th Annual Technology, Internet & Communications Conference

Date 03/08/2023

Coinbase Global, Inc. announced today that Alesia Haas, Chief Financial Officer, will participate in a fireside chat at the Oppenheimer 26th Annual Technology, Internet & Communications Conference on Wednesday, August 9, 2023 at 2:55 pm ET / 11:55 am PT.

ASX Appoints Chief Operating Officer

Date 03/08/2023

ASX is pleased to announce the appointment of Diona Rae as Chief Operating Officer (COO), effective Monday 7 August. 

Hong Kong Securities And Futures Commission: Suspected Core Members Of Sophisticated Syndicate Charged In Ramp-And-Dump Case

Date 03/08/2023

Mr Stevens Yip Chi Fai and Ms So Lung Ying, both being suspected core members of a large-scale and sophisticated syndicate suspected of ramp-and-dump market manipulation, were charged today at the Eastern Magistracy following an extensive investigation of the Securities and Futures Commission.

ASIC Sues eToro In Its First Design And Distribution Action To Protect Consumers From High-Risk CFD Products

Date 03/08/2023

ASIC has commenced proceedings in the Federal Court against online investment platform, eToro Aus Capital Limited (eToro), regarding its contract for difference (CFD) product.

NZX Shareholder Metrics - July 2023

Date 02/08/2023

Please see attached NZX Limited shareholder metrics for July 2023.

Remarks By US Secretary Of The Treasury Janet L. Yellen On Inflation Reduction Act, Progress On Modernizing IRS

Date 02/08/2023

It’s great to be with all of you. And thank you for that introduction.

Before I begin, I’d like to speak about the recent decision by Fitch to downgrade the U.S. credit rating.

Robinhood Reports Second Quarter 2023 Results - GAAP Net Income Was $25 Million And GAAP Earnings Per Share Was $0.03

Date 02/08/2023

Robinhood Markets, Inc. (“Robinhood”) (NASDAQ: HOOD) today announced financial results for the second quarter of 2023, which ended June 30, 2023.

SEC Charges Florida Investment Adviser A Second Time For Insider Trading - Wellington Resident Agrees To Pay A Penalty Equal To Three Times His Unlawful Profits To Settle Charges

Date 02/08/2023

The Securities and Exchange Commission today filed insider trading charges against Charles Rustin Holzer, a family office executive and former broker who last year settled SEC charges that he traded in options of Dun & Bradstreet Corp. (DNB) on inside information. The SEC’s latest complaint alleges that, in addition to the options trades that were the subject of the SEC’s prior lawsuit, Holzer also placed unlawful trades in DNB stock through offshore accounts that were not disclosed to the SEC in connection with the prior investigation and settlement.

Fiserv Named A World’s Top FinTech Company By CNBC - Inaugural Recognition Identifies FinTechs Spearheading Innovation In Money Movement

Date 02/08/2023

Fiserv, Inc. (NYSE: FI), a leading global provider of payments and financial technology solutions, has been named to the inaugural list of the World’s Top FinTech Companies in recognition of its delivery of fintech innovation. The list, compiled by CNBC and independent research firm Statista, identifies industry disruptors providing faster, affordable and more accessible services for their clients.