News Centre

2023 New Year Address Of Shenzhen Stock Exchange

Date 04/01/2023

2022 was a year of profound significance in the history of both the Party and the country. The successful convening of the 20th CPC National Congress pointed out the direction for the endeavors of the Party and the country. Staying at the helm, the CPC Central Committee, with Comrade Xi Jinping at the core, has united and led the whole party and the Chinese people of all ethnic groups in accomplishing the formidable task of stabilizing the reform and development. With steady improvements in the quality of development, fruitful outcomes in sci-tech innovation, the deepening of reform and opening up on all fronts, and stability of the economy and the society, China has solidly stepped on the new journey of building a modern socialist country in all aspects.

DIFC Prepares Financial Services Industry For COP28 With Climate Finance Training Series

Date 04/01/2023

• DIFC Academy commissions a training programme delivered jointly with the Global Ethical Finance Initiative (GEFI)
•  DIFC Academy addressing issues related to climate change and building a more sustainable future for the economy in association with representatives from Cambridge Judge Business School and University of Edinburgh

Shenzhen Stock Exchange Q&As On The Interim Provisions On The Declaration And Recommendation For The Stock Offering And Listing Of ChiNext Enterprises (Revised In 2022)

Date 04/01/2023

Today, with the approval of the CSRC, the Shenzhen Stock Exchange (“SZSE”) issued the Interim Provisions on the Declaration and Recommendation for the Stock Offering and Listing of ChiNext Enterprises (Revised in 2022) (the “Revised Interim Provisions”). The SZSE Press Secretary answered questions from reporters regarding the Revised Interim Provisions.

SEC Charges Former SPAC CFO For Orchestrating $5 Million Fraud Scheme

Date 03/01/2023

The Securities and Exchange Commission today announced fraud charges against Cooper J. Morgenthau, the former CFO of African Gold Acquisition Corp., a SPAC or special purpose acquisition company, for orchestrating a scheme in which he stole more than $5 million from the company and from investors in two other SPACs that he incorporated.

FTX Founder Sam Bankman-Fried Pleads Not Guilty To Fraud Charges

Date 03/01/2023

FTX founder and former CEO Sam Bankman-Fried pleaded not guilty to criminal charges that he misappropriated billions of dollars, defrauding customers and investors in his now-bankrupt FTX cryptocurrency exchange,

New Self-Regulatory Organization Of Canada And Canadian Investor Protection Fund Officially Launch

Date 03/01/2023

New Self-Regulatory Organization of Canada (New SRO) and new Canadian Investor Protection Fund (CIPF) officially launched today, marking completion of the Canadian Securities Administrators’ (CSA) plan to create a new, single self-regulatory organization and an integrated investor protection fund.

US Federal Agencies Issue Joint Statement On Crypto-Asset Risks To Banking Organizations

Date 03/01/2023

Federal bank regulatory agencies today issued a statement highlighting key risks for banking organizations associated with crypto-assets and the crypto-asset sector and describing the agencies’ approaches to supervision in this area.

ISDA Response To SEC US Treasury Clearing Proposal

Date 03/01/2023

ISDA provided comments to the Securities and Exchange Commission (SEC) on its proposal regarding Standards for Covered Clearing Agencies for US Treasury Securities and Application of the Broker-dealer Customer Protection Rule with respect to US Treasury Securities.

CFTC Commissioner Johnson To Participate In A Panel Discussion At The ABA Derivatives And Futures Law Committee Winter Meeting

Date 03/01/2023

CFTC Commissioner Johnson To Participate In A Fireside Chat At The State Of The Industry Conference 2023

Date 03/01/2023