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Statement By CFTC Commissioner Summer K. Mersinger In Support Of The Request For Comment On The Impact Of Affiliations Between Certain CFTC-Regulated Entities

Date 28/06/2023

I am pleased to see the release of the Request for Comment on the Impact of Affiliations Between Certain CFTC-Regulated Entities (Request for Comment). This Request for Comment is an important initial step in addressing concerns within the Commodity Futures Trading Commission (CFTC) related to common ownership and control of certain regulated entities. I look forward to hearing from the public and stakeholders regarding their concerns, ideas, and suggestions.
Statement Of CFTC Commissioner Christy Goldsmith Romero On Request For Comment On The Impact Of Affiliated Entities

Date 28/06/2023

The CFTC is seeing more applicants seeking to change the traditional market structure of separate entities as exchange, broker, and clearinghouse to a bespoke “vertically integrated” market structure to accommodate their affiliates.[1] It is important for the Commission to understand the reasons why applicants seek this novel market structure, and to understand any benefits to applicants as well as the risks to customers, markets and financial stability. Seeking public opinion on what we will consider in the future is important, but should not delay us from acting now to protect customers and financial stability on the live issues coming before us now.
CFTC Staff Releases Request For Comment On The Impact Of Affiliations Of Certain CFTC-Regulated Entities

Date 28/06/2023

Staff of the Divisions of Market Oversight, Clearing and Risk and Market Participants today issued a request for comment to better inform them of potential issues that may arise because of affiliations of CFTC-registered entities with market participants.
Ontario Securities Commission Issues Report On Internal Ethics Policies And Procedures Of Public Accounting Firms

Date 28/06/2023

The Ontario Securities Commission (OSC) today published a report to assist public accounting firms in developing and implementing robust internal ethical policies and procedures.
ISDA/AFMA Derivatives Forum Sydney, June 20, 2023, Introduction, Nick Sawyer, ISDA Global Head Of Communications

Date 28/06/2023

Good morning, and thanks for joining us today at the Derivatives Forum Sydney. Special thanks to the Australian Financial Markets Association for partnering with us, and to Macquarie University Business School, Australian Securities Exchange and Depository Trust & Clearing Corporation for sponsoring the event.

Canadian Securities Regulators Extend Comment Period On Proposed Changes To Corporate Governance Disclosure Practices And Guidelines

Date 28/06/2023

The Canadian Securities Administrators (CSA) is extending the comment period for its consultation on proposed amendments to the corporate governance disclosure requirements and policy relating to the director nomination process, board renewal and diversity.
CFTC Commissioner Goldsmith Romero Announces July 18 Technology Advisory Committee Meeting

Date 28/06/2023

Commissioner Christy Goldsmith Romero, sponsor of the Commodity Futures Trading Commission’s Technology Advisory Committee (TAC), today announced the TAC will meet July 18, following the TAC’s inaugural March 22 meeting. The meeting will take place from 12:00 p.m. to 4:30 p.m. (EDT) at the CFTC’s Washington, D.C. headquarters. The public will be able to watch the live meeting via webcast at CFTC.gov
Global M&A Activity Down By 21% YoY During January-May 2023, Reveals GlobalData

Date 28/06/2023

The global merger and acquisitions (M&A) activity witnessed a significant year-on-year (YoY) decline from January to May 2023 in comparison to the corresponding period in the previous year. The total number of M&A deals announced globally during January-May 2023 amounted to 12,619, marking a decline of 21.4% compared to the 16,055 M&A deals announced during January-May 2022, reveals GlobalData, a leading data and analytics company.
Finansinspektionen: Open Finance In Sweden

Date 28/06/2023

Digitalisation introduces both opportunities and risks to the financial market. After conducting a new survey, FI has noted that broader regulation on how customer data can be shared with third-party providers could make it easier for consumers to compare financial products such as occupational pensions and mortgages.
CFTC: Federal Court Orders Ohio Man To Pay Over $50 Million For Fraudulent Digital Asset Trading Scheme

Date 28/06/2023

The Commodity Futures Trading Commission today announced that on June 13, Judge Naomi Reice Buchwald of the U.S. District Court for the Southern District of New York issued a default judgment granting a permanent injunction against Michael Ackerman of Alliance, Ohio. The order bans Ackerman from trading in any CFTC-regulated markets and registering with the CFTC. It also requires him to pay $27 million in restitution to defrauded victims and a $27 million civil monetary penalty in connection with a fraudulent digital asset trading scheme.