News Centre

Federal Reserve Board Announces Termination Of Enforcement Action With HSBC Holdings PLC And HSBC North America Holdings Inc.

Date 24/08/2023

The Federal Reserve Board on Thursday announced the termination of the enforcement action listed below:

HSBC Holdings PLC, London, United Kingdom and HSBC North America Holdings Inc., New York, New York
Cease and Desist Order dated September 29, 2017 (PDF)
Terminated August 18, 2023

EEX To Provide Registry And Auctioning Services For Biogas Certificates In France

Date 24/08/2023

The European Energy Exchange (EEX) has been appointed by the French Ministry of Energy Transition to develop and operate registry and auctioning services for biogas Guarantees of Origin (GOs), as well as registry services for biogas production certificates.

Uprooted: Private Fund Advisers; Documentation Of Registered Investment Adviser Compliance Reviews, SEC Commissioner Hester M. Peirce, Aug. 23, 2023

Date 24/08/2023

Thank you, Chair Gensler. The rulemaking is ahistorical, unjustified, unlawful, impractical, confusing, and harmful. Accordingly, I cannot support it.

FIA July 2023 SEF Tracker

Date 24/08/2023

Deutsche Börse Receives Final Regulatory Approval For Public Takeover Of SimCorp

Date 24/08/2023

Following the feedback from the European Commission on 23 August 2023, Deutsche Börse AG announces that it has received the last regulatory approval for its public takeover of the Danish SimCorp A/S.

ETFGI Reports That Assets Invested In Actively Managed The ETFs Listed Globally Reached A Record Of US$628 Billion At The End Of July

Date 24/08/2023

ETFGI, a leading independent research and consultancy firm covering trends in the global ETFs ecosystem, reported today that assets invested in actively managed the ETFs listed globally reached a record of US$628 billion at the end of July.   During July, actively managed ETFs listed globally gathered US$15.26 billion, bringing year-to-date net inflows to US$84.70 billion.   Assets have increased 28.8% year-to-date in 2023, going from US$487.21 billion at the end of 2022 to US$627.69 billion, according to ETFGI's July 2023 Active ETF and ETP industry landscape insights report, an annual paid-for research subscription service. (All dollar values in USD unless otherwise noted.)

Fiserv And Akoya Meet Consumer Demand For Anytime, Anywhere Financial Information With New Data Sharing Agreement - Connection Will Enable Direct Access To Data, Facilitating Secure Information Sharing For Financial Institutions And Their Customers

Date 24/08/2023

Fiserv, Inc. (NYSE: FI), a leading global provider of payments and financial services technology, and Akoya, an API-only network for the consumer-permissioned sharing of financial data, are collaborating to enable secure data sharing among financial institutions, their customers, and the third parties with which they do business.

Qatar Stock Exchange Initiates Educational Campaign On Securities Lending And Borrowing, And Covered Short Selling Mechanisms

Date 24/08/2023

Aligned with its dedication to providing market participants with essential insights, QSE is pleased to unveil a series of educational initiatives that will empower investors to navigate the evolving landscape of financial opportunities.

US Venture Capital Funding Value Nosedives More Than Half YoY During January-July 2023, Finds GlobalData

Date 24/08/2023

Venture capital (VC) funding activity in the US witnessed a considerable year-on-year (YoY) decline during January-July 2023. A total of 4,617 VC funding deals were announced in the US during the period, which was a decline of 37.4% over 7,379 VC deals announced during the same period in 2022, finds GlobalData, a leading data and analytics company.

BaFin - Shares In Swiss Investment Solution: Grounds To Suspect Shares Being Offered To The Public Without The Required Prospectus

Date 24/08/2023

BaFin has sufficient grounds to suspect that Swiss Investment Solution is offering its shares to the public in Germany without the required prospectus. The company has not published a prospectus for this product.