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FINRA Seeks Comment On Proposals For Consolidated Rules Governing Financial Responsibility, Supervision, Books & Records, Investor Education - FINRA Also To Propose Moving Marketplace, Procedural Rules Into Consolidated Rulebook
Date 14/05/2008
The Financial Industry Regulatory Authority (FINRA) today posted Regulatory Notices seeking public comment on four proposals consolidating NASD and New York Stock Exchange (NYSE) rules for the new FINRA Rulebook.
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SEC, U.S. Attorney Charge Promoters Of Real Estate Scheme Targeting African-American Community
Date 14/05/2008
The Securities and Exchange Commission today filed securities fraud charges against the promoters of an $18 million real estate investment scheme targeting the African-American community in the Los Angeles area and other locations in Nevada and Georgia.
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NYMEX To Change Margins For Some Seasonal, Annual Nitrogen Oxide Emission Allowance Futures Contracts
Date 14/05/2008
The New York Mercantile Exchange, Inc. today announced margin changes for some of its seasonal and annual nitrogen oxide emission allowance futures contracts, beginning at the close of business on May 16.
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BM&F BOVESPA SA Announces The Results Obtained By BM&F SA In The First Quarter Of 2008, With An Adjusted Net Income Of BRL85 Million, 24.5% Higher Than In The Fourth Trimester Of 2007, And With A 7% Reduction In Operating Expenses
Date 14/05/2008
BM&F BOVESPA SA announces today the results obtained by the Brazilian Mercantile & Futures Exchange-BM&F SA (BOVESPA: BMEF3) in the first quarter of 2008.
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Chicago Climate Futures Exchange® To Hold Auction Of CCX® Super Reductions From U.S.-based Operations Of DuPont
Date 14/05/2008
Chicago Climate Futures Exchange (CCFE™), a wholly-owned subsidiary of Chicago Climate Exchange, Inc. (CCX), announced today it will administer an auction for DuPont of 20,000 Chicago Climate Exchange® issued Super Reduction contracts (representing 2,000,000 metric tons of CO2 equivalent) from U.S. operations of DuPont. Bids will be accepted beginning at 9:00 a.m. U.S. Central Time on Tuesday May 20th, 2008 and will be accepted only if received before 5:00 p.m. U.S. Central Time on Wednesday Ma
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SEC Charges Four Current And Former Broadcom Officers For Backdating Options
Date 14/05/2008
The Securities and Exchange Commission today charged two current and two former top officers of Irvine, Calif.-based Broadcom Corporation for their alleged participation in a five-year systematic scheme to secretly backdate stock options granted to virtually all Broadcom officers and employees.
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KCBT Wheat Daily Price Limit At 60 Cents
Date 14/05/2008
Price limits for KCBT hard red winter wheat futures remain at 60 cents for trade date May 15, 2008 (effective with the May 14 evening session).
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NYMEX To Change Margins For Heating Oil, Related Futures Contracts
Date 14/05/2008
The New York Mercantile Exchange, Inc. announced today that it will change margins for the heating oil, New York Harbor heating oil calendar swap, heating oil financial, and NYMEX miNYTM heating oil futures contracts, beginning at the close of business tomorrow.
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SEC Charges Willbros Group And Former Employees With Foreign Bribery
Date 14/05/2008
The Securities and Exchange Commission today filed a settled enforcement action charging Willbros Group, Inc. and four former employees with violations of the Foreign Corrupt Practices Act (FCPA), alleging that they paid more than $6 million in undisclosed bribes to Nigerian government officials and others to obtain significant contracts for the Houston-based company.
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Share Change For Randstad Holdings NV And FirstGroup Plc In The S&P European Indices
Date 14/05/2008
Standard & Poor’s will make the following changes in the S&P Europe 350, S&P Euro Plus, S&P Euro and S&P United Kingdom indices, effective after the close of trading on Wednesday 21 May 2008:
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