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Wiener Börse Monthly Statistics - October 2009

Date 04/11/2009

Click here to download Wiener Börse's monthly statistics for October 2009.
FINRA Bars California Broker For Insider Trading

Date 04/11/2009

The Financial Industry Regulatory Authority (FINRA) today announced that a former registered representative, Abhishek Uppal, has been barred from the securities industry for engaging in insider trading earlier this year.
Ljubljana Stock Exchange Monthly Report - October 2009

Date 04/11/2009

Click here to download the LJSE Monthly Report for October 2009.
Dow Jones Indexes And Brookfield Asset Management Launch High Yield Infrastructure Index

Date 04/11/2009

Dow Jones Indexes, a leading global index provider, and Brookfield Asset Management Inc. (NYSE: BAM, TSX: BAM.A, Euronext: BAMA), a global asset management company focused on property, power and infrastructure assets, today announced the launch of an index that measures the highest-yielding stocks in the Dow Jones Brookfield Global Infrastructure Composite Index.
RTS Realtime Systems Group Signs equinet AG For Proximity Hosting, Algorithmic Trading

Date 04/11/2009

RTS Realtime Systems Group (RTS), a leading global trading solutions provider, today announced that equinet AG, a Frankfurt-based investment bank and one of Germany’s largest securities brokers, has selected RTS to provide high-speed, low latency access to German markets Xetra and Eurex. RTS provides proximity hosting services to equinet and deploys its algorithmic trading solution, RTD Tango, for the bank’s portfolio trading business.

European Association Of Central Counterparty Clearing Houses Welcomes European Commission’s Communication On OTC Derivatives - Agrees Information-Sharing Principles - Re-Elects Rory Cunningham As Chairman, And New Executive Committee

Date 04/11/2009

At its meeting on October 30th in Oporto, EACH, the European Association of Central Counterparty Clearing Houses, welcomed the European Commission’s Communication “Ensuring efficient, safe and sound derivatives markets: Future policy actions”.
Financial Services Recruitment Prospects Optimistic, Says CISI Survey

Date 04/11/2009

A much greater level of optimism about recruitment prospects in the financial services sector has been revealed in a survey by the Chartered Institute for Securities & Investment (CISI).
Securities & Investment Institute Becomes Chartered Institute For Securities & Investment

Date 04/11/2009

The SII is pleased to announce that from 1st November 2009 it changed its name to the Chartered Institute for Securities & Investment (CISI).
AEGON Investment Company Signs Up To The EMX Message System

Date 04/11/2009

AEGON Investment Company (Ireland) Plc is the latest provider to sign up to the EMX Message System bringing on its range of Dublin domiciled funds.
Eurex Credit Clear Given <I>Credit </I>Magazine Technology Innovation Award

Date 04/11/2009

Eurex Clearing, Europe’s largest clearing house, today announced that Eurex Credit Clear, its European OTC clearing solution for credit default swaps (CDS), received the Technology Innovation Award from Credit magazine, a leading specialist publication for the fixed income markets. Eurex Credit Clear has been offering clearing and risk management for OTC traded index and single name CDS since 30 July 2009.