News Centre

Publication Of "Japan Financial Services Agency Analytical Notes"

Date 29/09/2023

The FSA is enhancing its data analysis capabilities and data infrastructure. Some case-examples of the data analyses undertaken by the FSA in FY2022 as part of such efforts are published as "FSA Analytical Notes" in June 2023. 

Japan Financial Services Agency: Summary Of Results Of The Fifth Survey On The Use Of LIBOR

Date 29/09/2023

The Financial Services Agency (FSA), together with the Bank of Japan (BOJ), conducted a joint survey of financial institutions, including banks, securities companies and insurance companies, regarding their use of LIBOR. The reference date of this survey is end-June 2023.

Japan Exchange Group Integrated Report

Date 29/09/2023

JPX Report 2023

New Zealand Financial Markets Authority Consults On Proposed Liquidity Risk Management Guidance

Date 29/09/2023

The Financial Markets Authority (FMA) – Te Mana Tātai Hokohoko – has released proposed guidance for Managed Investment Scheme (MIS) managers and their supervisors for effective liquidity risk management (LRM). 

Montréal Exchange Interest Rate Derivative Trading Ceases At 13:30 Today - Interest Rate Derivative Market Closed October 2, 2023

Date 29/09/2023

Interest rate derivative trading will cease at 1:30 p.m. today, September 29, 2023. Furthermore, the interest rate derivative market will be closed on October 2, 2023.

CFTC Chairman Behnam To Deliver The Keynote Address And Participate In A Fireside Chat At FIA Expo 2023

Date 29/09/2023

CFTC Chairman Behnam To Participate In A Fireside Chat At The 2023 Federal Reserve Bank Of Chicago Financial Markets Group Fall Conference

Date 29/09/2023

SEC Charges Electric Vehicle Co. For Misleading Revenue Projections Ahead Of SPAC Merger

Date 28/09/2023

The Securities and Exchange Commission today charged Denver-based Spruce Power Holding Corporation, the successor to XL Fleet Corp., for misleading investors about revenue projections that topped $1 billion within three years of going public. XL Fleet, which provided hybrid electric vehicle systems for commercial fleet vehicles, went public through a 2020 merger with a special purpose acquisition company (SPAC).

SEC Charges Exelon, Its Subsidiary Commonwealth Edison, And Subsidiary’s Former CEO Anne Pramaggiore With Fraud In Connection With Political Corruption Scheme Exelon To Pay $46 Million Penalty To Settle; SEC Files Suit Against Former CEO In District Court

Date 28/09/2023

The Securities and Exchange Commission today charged Exelon Corporation, electric utility company Commonwealth Edison Company (ComEd), which is Exelon’s subsidiary, and former ComEd CEO Anne Pramaggiore with fraud in connection with a multi-year scheme to corruptly influence and reward then-Speaker of the Illinois House of Representatives Michael Madigan. Exelon and ComEd agreed to settle the charges, with Exelon paying a civil penalty of $46.2 million. The charges against Pramaggiore will be litigated.

Cboe Global Markets Announces Date Of Third-Quarter 2023 Earnings Release And Conference Call

Date 28/09/2023

Cboe Global Markets, Inc. (Cboe: CBOE), the world's leading derivatives and securities exchange network, will announce its financial results for the third quarter of 2023 before the market opens on Friday, November 3, 2023. A conference call with remarks by the company's senior management will begin at 7:30 a.m. CT (8:30 a.m. ET).