News Centre

Boerse Stuttgart Records September Turnover Of Around EUR 7,1 Billion - Bonds Show A Strong Increase In Trading Volume Compared To The Same Month Of The Previous Year

Date 02/10/2023

Based on the order book statistics, Boerse Stuttgart generated turnover of around EUR 7,1 billion in September.

UK Financial Conduct Authority Fines ADM Investor Services International Limited £6,470,600 For Serious Financial Crime Control Failings

Date 02/10/2023

ADM Investor Services International Limited (ADMISI), a broker, has been fined £6,470,600 for inadequate anti-money laundering (AML) systems and controls. 

ESMA Finds Increase In Use Of ESG-Related Language In The EU Fund Industry

Date 02/10/2023

The European Securities and Markets Authority (ESMA), the EU’s financial markets and securities regulator, today publishes an article exploring the use of language related to environmental, social and governance (ESG) factors in EU investment fund names and documentation. 

UK Financial Conduct Authority: End Of Implementation Period For Debt Packager Referral Fee Ban

Date 02/10/2023

Our Policy Statement and Final Rules on the debt packager referral fee ban (PS23/5) was published on 2 June 2023. In it we said that existing debt packagers and their existing Appointed Representatives (ARs) at that time could benefit from an implementation period of 4 months up to 2 October 2023.

London Stock Exchange Group plc - Total Voting Rights

Date 02/10/2023

The following notification is made in accordance with Rule 5.6 of the FCA's Disclosure Guidance and Transparency Rules.

UBS Goes Live On Broadridge’s New Distributed Ledger Sponsored Repo Solution - DLT Powered Solution Built On Broadridge’s Distributed Ledger Repo Platform Drives Cost Savings And Reduces Operational Risk For Clients

Date 02/10/2023

Global Fintech leader Broadridge Financial Solutions, Inc. (NYSE:BR), today announced that UBS successfully went live on Broadridge’s newly launched sponsored repo solution built on the DLT enabled Distributed Ledger Repo (DLR) platform. This sponsored repo solution marks the launch of the next phase in the rollout of Broadridge’s DLR platform. Continuing to build on the initial success of the platform and leveraging the growing expansion of the network across the global repo community, this is a major step forward to providing clients with significant settlement cost savings, process simplification, scalability, and reduction of operational risks via distributed ledger technology and smart contracts. 

BME Scaleup Authorizes The Incorporation Of Its First Registered Advisors

Date 02/10/2023

• They will assess the suitability of the companies and coordinate the process of joining BME Scaleup

privateequity-group.com: BaFin Investigates Private Equity Group

Date 02/10/2023

The Federal Financial Supervisory Authority (BaFin) warns consumers about the company Private Equity Group and the services it is offering. According to information available to BaFin, the company is conducting banking business and providing financial services on its website privateequity-group.com without the required authorisation.

Securities Listed On The Qatar Stock Exchange And Eligible For Margin Trading Activity, Market Maker, Liquidity Provision, And Covered Short Selling

Date 02/10/2023

With reference to Market Notice (007) dated 09/03/2023, the Qatar Stock Exchange is amending the list of securities eligible for market making, liquidity provision, margin trading, and covered short-selling activities. This amendment aligns with the semi-annual review of the Qatar Stock Exchange indices, based on the criteria established by the Qatar Financial Markets Authority. This amendment will be effective from October 2, 2023

Non-Jordanian Ownership In Companies Listed On The Amman Stock Exchange Reached 47.3%, Of Which 36.1% For Institutional Investors

Date 02/10/2023

Amman Stock Exchange (ASE) revealed that the value of shares bought by non-Jordanian investors at the ASE in September 2023 was JD8.2million, representing 9.4% of the overall trading value, while the value of shares sold by them amounted to JD9.8 million.