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Oklahoma City Chinese Community Targeted In Multi-Million Dollar Commodity Futures Ponzi Scheme Operated By South Carolina Resident Kenneth Lee And Oklahoma Resident Simon Yang And Their Companies - CFTC And Oklahoma Department Of Securities Charge Presti
Date 25/11/2009
The U.S. Commodity Futures Trading Commission (CFTC) today announced that a federal court in Oklahoma City entered a restraining order against defendants Kenneth W. Lee, Simon Yang, Prestige Ventures Corp. (Prestige) and Federated Management Group Inc. (FMG). The court’s order, entered on November 20, 2009, freezes assets controlled by the defendants, protects records and appoints a temporary receiver to locate and marshal assets for return to defrauded customers.
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SEC Surpasses $2 Billion In Fair Fund Distributions In 2009
Date 25/11/2009
The Securities and Exchange Commission today announced that, for the first time, more than $2 billion has been distributed in a calendar year to injured investors as a result of SEC enforcement actions and proceedings.
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Edward J. Joyce, CBOE President And COO, To Receive Anti-Defamation League Lifetime Achievement Award
Date 25/11/2009
Edward J. Joyce, President and Chief Operating Officer of the Chicago Board Options Exchange (CBOE), will be honored for his philanthropic and corporate achievements with the Anti-Defamation League's Lifetime Achievement Award on Monday, November 30.
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BEST Brazil Road Show Promotes Brazilian Financial And Capital Markets To Asian Investors - The Event Is A Joint Initiative Of The Brazilian Financial And Capital Markets Association (ANBIMA), The Brazilian, Securities, Commodities And Futures Exchange (B
Date 25/11/2009
The BEST: Brazil Excellence in Securities Transactions road show will promote the Brazilian financial and capital markets to Asian investors, from November 23 to 26. The event will visit Hong Kong (11/23), Tokyo (11/24), and Seoul (11/26).
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Saudi Stock Exchange (Tadawul) Monthly Statistical Report – November 2009.
Date 25/11/2009
Click here to download the Saudi Stock Exchange (Tadawul) monthly statistical report for November 2009.
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Soud Ba’alawy Steps Down As Nasdaq Dubai Chairman
Date 25/11/2009
Soud Ba’alawy has stepped down as Chairman of NASDAQ Dubai after more than two years overseeing the successful expansion of the Exchange.
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New Jersey Federal Court Orders Robert J. Sucarato To Pay $2 Million In Restitution And Penalties In CFTC Hedge Fund Anti-Fraud Action - Sucarato Found To Have Fraudulently solicited Investors And Concealed Trading Losses With False Account Statements
Date 25/11/2009
The U.S. Commodity Futures Trading Commission (CFTC) today announced that it obtained a default judgment order requiring Robert J. Sucarato to pay $800,000 in restitution and a $1.2 million civil monetary penalty for fraudulently soliciting commodity pool participants to trade futures and options through his hedge funds and for concealing trading losses.
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16 New Xmtch ETFs Launched On Xetra - Seven ETFs Tradable In Euros And US Dollars, Respectively, And Two Products Tradable In Pounds Sterling, All Now Listed In Deutsche Börse’s XTF Segment
Date 25/11/2009
Eight new Xmtch bond index funds and eight equity index funds from the ETF offering of Credit Suisse are tradable on Xetra®. Of the 16 new products, seven are tradable in euros, seven in US dollars, and two ETFs in pounds sterling.
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NYSE Euronext Launches The First Real Iberian Index
Date 25/11/2009
NYSE Euronext (NYX) today announced the launch of the NYSE Euronext® Iberian Index. The NYSE Euronext® Iberian Index consists of 30 Stocks, the 20 most liquid stocks listed on Bolsa de Madrid and the 10 most liquid stocks listed on Euronext Lisbon.
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Trade Bank Of Iraq joins Thomson Reuters World-Class Global Foreign Exchange Trading Service - Trade Bank Of Iraq First Bank In Iraq To Join Thomson Reuters Global Foreign Exchange Trading Service
Date 25/11/2009
Thomson Reuters today announced the Trade Bank of Iraq (TBI) will be the first bank in Iraq to connect to the international foreign exchange (FX) community using Thomson Reuters Dealing trading service. This deal reinforces Thomson Reuters strong position in the FX dealing space and further expands its global dealing community.
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