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NASDAQ Announces Mid-Month Open Short Interest Positions In NASDAQ Stocks As Of Settlement Date January 14, 2011
Date 26/01/2011
At the end of the settlement date of January 14, 2011, short interest in 2,355 NASDAQ Global MarketSM securities totaled 6,183,698,526 shares compared with 6,135,284,764 shares in 2,359 Global Market issues reported for the prior settlement date of December 31, 2010. The mid-January short interest represents 4.21 days average daily NASDAQ Global Market share volume for the reporting period, compared with 3.52 days for the prior reporting period.
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NYSE Amex Issues Short Interest Report
Date 26/01/2011
NYSE Amex (formerly known as NYSE Alternext US) today reported short interest as of the close of business on the settlement date of January 14, 2011.
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U.S. Treasury Department Announces General Counsel And Deputies for Consumer Financial Protection Bureau Implementation Team
Date 26/01/2011
The U.S. Department of the Treasury today announced the hiring of the leadership team for the Office of the General Counsel within the Consumer Financial Protection Bureau (CFPB) implementation team currently housed at Treasury.
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TMX Group And Montreal Exchange Support New Streamlined Options Licensing Process
Date 26/01/2011
At the request of the Investment Industry Regulatory Organization of Canada (IIROC), CSI Global Education, will offer a new Derivatives Fundamentals and Options Licensing Course (DFOL) on January 31, 2011. The DFOL will greatly facilitate the licensing of financial professionals for options trading.
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Opening Statement, Public Meeting On Proposed Rules Under Dodd-Frank Act - CFTC Commissioner Michael V. Dunn
Date 26/01/2011
Thank you all for joining us today for this important meeting regarding the implementation of the Dodd-Frank Act. Today’s meeting will address proposed rules regarding: Reporting by Investment Advisers to Private Funds, Commodity Pool Operators, and Commodity Trading Advisors; and Amendments to the Compliance Obligations of Commodity Pool Operators and Commodity Trading Advisors
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Federal Open Market Committee Statement
Date 26/01/2011
Information received since the Federal Open Market Committee met in December confirms that the economic recovery is continuing, though at a rate that has been insufficient to bring about a significant improvement in labor market conditions. Growth in household spending picked up late last year, but remains constrained by high unemployment, modest income growth, lower housing wealth, and tight credit. Business spending on equipment and software is rising, while investment in nonresidential structures is still weak. Employers remain reluctant to add to payrolls. The housing sector continues to be depressed. Although commodity prices have risen, longer-term inflation expectations have remained stable, and measures of underlying inflation have been trending downward.
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Opening Statement, Meeting Of The Commodity Futures Trading Commission - Chairman Gary Gensler
Date 26/01/2011
Good morning. This meeting will come to order. This is a public meeting of the Commodity Futures Trading Commission to consider issuance of proposed rulemakings under the Dodd-Frank Wall Street Reform and Consumer Protection Act regarding: Reporting by Investment Advisers to Private Funds and Certain Commodity Pool Operators and Commodity Trading Advisors on Form PF (joint with the Securities and Exchange Commission) and Commodity Pool Operators and Commodity Trading Advisors: Amendments to Compliance Obligations.
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Kansas City Board Of Trade Announces Officers, Directors For 2011 - Michael P. Simmons Elected Chairman
Date 26/01/2011
The Kansas City Board of Trade announces 2011 officers and directors, who took office at a regular board meeting held yesterday. Members of the Kansas City Board of Trade elected Michael P. Simmons, an individual member, as chairman in an election held earlier this month. Simmons served as first vice chairman of the KCBT in 2010 and as second vice chairman in 2009. The first vice chairman traditionally has assumed the chairmanship of the KCBT in the following year.
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Statement On Support Of The Dodd-Frank Rulemaking Of CFTC Chairman Gary Gensler
Date 26/01/2011
Statements for the record on each rule: I support the proposed joint rulemaking with the Securities and Exchange Commission (SEC) that requires reporting by investment advisers to private funds that are also registered as commodity pool operators (CPOs) or commodity trading advisors (CTAs) with the CFTC. I also support the CFTC’s proposed amendment to compliance obligations of CPOs and CTAs. The joint rule requires private fund investment advisers with assets under management totaling more than $150 million to provide the SEC with financial and other trading information. Private fund investment advisers with assets under management totaling more than $1 billion would be subject to heightened reporting requirements. I support the CFTC rule that would bring similar reporting to CPOs and CTAs with assets under management greater than $150 million that are not otherwise jointly regulated. This is to ensure that similar entities in the asset management arena are regulated consistently. Lastly, the proposal repeals certain exemptions issued under Part 4 of the Commission’s regulations so the Commission will have a more complete picture of the activity of operators of and advisors to pooled investment vehicles in the commodities marketplace.
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Speech By SEC Commissioner: Statement At Open Meeting To Adopt A Final Rule Regarding Shareholder Approval Of Executive Compensation And Golden Parachute Compensation
Date 26/01/2011
Thank you, Chairman Schapiro. I join my colleagues in thanking the staff — particularly those from the Division of Corporation Finance — for your efforts on this rulemaking.
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