Mondo Visione Worldwide Financial Markets Intelligence

FTSE Mondo Visione Exchanges Index:

News Centre

  • Statement Of Concurrence Regarding Proposed Interpretative Statement The Confidentiality And Indemnification Provision In The Dodd-Frank Wall Street Reform And Consumer Protection – CFTC Commissioner Jill E. Sommers

    Date 01/05/2012

    I concur in the issuance of this Proposed Interpretative Statement Regarding the Confidentiality and Indemnification Provisions of Section 21(d) of the Commodity Exchange Act (Proposed Interpretive Statement). It provides some additional clarification with respect to how the Commission intends to interpret the application of the Section 21(d) indemnification provisions beyond what the Commission stated when it finalized the swap data repository (SDR) rules. See Swap Data Repositories: Registration Standards, Duties and Core Principles, 76 Fed. Reg. 54,538 (Sept. 1, 2011). However, a legislative fix is the only real solution to providing appropriate regulators, both foreign and domestic, with timely access to relevant data. I agree with Commissioner O’Malia that the Commission should publicly support repeal of the indemnification provisions, and note that the SEC has already done so.

  • SEC Charges UBS Puerto Rico And Two Executives With Defrauding Fund Customers

    Date 01/05/2012

    The Securities and Exchange Commission today charged UBS Financial Services Inc. of Puerto Rico and two executives with making misleading statements to investors, concealing a liquidity crisis, and masking its control of the secondary market for 23 proprietary closed-end mutual funds.

  • KCBT HRW Wheat Futures & Options Volume Increases Over Last Month

    Date 01/05/2012

    The Kansas City Board of Trade during the month of April saw increases in volume traded in both the HRW wheat futures and wheat options contracts compared to last month.

  • The Options Industry Council Announces April Options Trading Volume Decreased 5%

    Date 01/05/2012

    The Options Industry Council (OIC) announced today that 319,640,606 total options contracts changed hands in April, 4.71 percent less than the 335,425,947 contracts traded in April 2011.

  • INTL FCStone Closes On Purchase Of TRX Futures Limited

    Date 01/05/2012

    INTL FCStone Inc. (Nasdaq:INTL) today announced that INTL Holding (UK) Limited, a wholly owned subsidiary in the United Kingdom, received approval from the United Kingdom's Financial Services Authority (FSA) to acquire TRX Futures Ltd. from Neumann Gruppe GmbH and has closed on the purchase. TRX Futures Ltd. is a London-based brokerage and clearing firm for commercial coffee and cocoa customers, as well as energy and financial products.