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  • BOX Options Exchange: September 2011 InBOX

    Date 07/09/2011

    Click here to download the inaugural issue of InBOX, your news source from inside the BOX Options Exchange. This monthly publication will provide convenient summaries of recent developments at BOX.

  • Standard & Poor's Announces Changes In The S&P/TSX Venture Composite Index

    Date 07/09/2011

    Standard & Poor's will make the following changes in the S&P/TSX Venture Composite Index after the close of trading on Thursday, September 8, 2011:

    • Allana Potash Corp. (TSXVN:AAA) will be removed from the index as well as the S&P/TSX Venture Select Index. The company will graduate to trade on TSX under the same ticker symbol. Allana Potash will remain a constituent of the S&P/TSX Venture 30 Index until the next index rebalancing at the end of January, 2012.

  • STOXX Announces New Composition Of Sustainability, ESG And Style Indices

    Date 07/09/2011

    STOXX Limited, the market-moving provider of innovative, tradable and global index concepts, today announced the results of the annual review of the STOXX Sustainability, STOXX Global ESG Leaders, STOXX Strong Style and STOXX Balkan 50 Equal-Weight indices; as well as those of the semi-annual review of theSTOXX TMI GrowthSTOXX TMI Value and their respective large, mid- and small sub-indices and the respective indices for the euro zone. All changes will be effective on September 19, 2011.

  • Direct Edge To Observe A Moment Of Silence At 10:29 a.m., ET On Friday, September 9, 2011

    Date 07/09/2011

    Direct Edge will observe a moment of silence at 10:29 a.m. to 10:30 a.m., Eastern Time (ET) on Friday, September 9, 2011, in honor of the victims of the September 11, 2001, attacks and their families. 

  • FINRA Fines Five Broker Dealers For Improper Handling Fees - Firms Understated Commissions By Mischaracterizing Portion Of Charges As Handling Fees

    Date 07/09/2011

    The Financial Industry Regulatory Authority (FINRA) announced today that it has fined five broker-dealers for understating the amount of total commissions charged to customers in trade confirmations and on fee schedules by mischaracterizing a portion of the commission charges as fees for handling services. With respect to each of these firms, the handling fees were designed to serve as a source of additional transaction based remuneration for the firm and thus were far in excess of the cost of the handling-related services the firms provided.